0001140361-18-013039.txt : 20180312 0001140361-18-013039.hdr.sgml : 20180312 20180312163422 ACCESSION NUMBER: 0001140361-18-013039 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180308 FILED AS OF DATE: 20180312 DATE AS OF CHANGE: 20180312 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burke Carolyn Jeanne CENTRAL INDEX KEY: 0001374018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 18683804 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0306 4 2018-03-08 0 0001379895 DYNEGY INC. DYN 0001374018 Burke Carolyn Jeanne 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 EVP, Strategic Development Common Stock 2018-03-08 4 M 0 9793 A 101808 D Common Stock 2018-03-08 4 F 0 3655 13.47 D 98153 D Restricted Stock Units 2018-03-08 4 M 0 9793 0.00 D Common Stock 9793 94671 D Each restricted stock unit is the economic equivalent of one share of Dynegy Inc. common stock. These restricted stock units were withheld to pay the taxes applicable to the vesting of 9,793 units of restricted stock on March 8, 2018. Reflects closing stock price on March 8, 2018. Amount includes 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. On March 8, 2016, the reporting person was granted 29,378 restricted stock units representing the contingent right to receive for each restricted stock unit one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. The restricted stock units vest in three annual equal installments which began on March 8, 2017. /s/ Heidi D. Lewis, Attorney-in-Fact 2018-03-12