0001140361-18-011977.txt : 20180305 0001140361-18-011977.hdr.sgml : 20180305 20180305163715 ACCESSION NUMBER: 0001140361-18-011977 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180301 FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Burke Carolyn Jeanne CENTRAL INDEX KEY: 0001374018 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33443 FILM NUMBER: 18666574 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DYNEGY INC. CENTRAL INDEX KEY: 0001379895 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 205653152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 BUSINESS PHONE: (713) 507-6400 MAIL ADDRESS: STREET 1: 601 TRAVIS, SUITE 1400 CITY: HOUSTON STATE: TX ZIP: 77002 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Inc.. DATE OF NAME CHANGE: 20070404 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc.. DATE OF NAME CHANGE: 20070403 FORMER COMPANY: FORMER CONFORMED NAME: Dynegy Acquisition, Inc. DATE OF NAME CHANGE: 20061102 4 1 doc1.xml FORM 4 X0306 4 2018-03-01 0 0001379895 DYNEGY INC. DYN 0001374018 Burke Carolyn Jeanne 601 TRAVIS 14TH FLOOR HOUSTON TX 77002 0 1 0 0 EVP, Strategic Development Common Stock 2018-03-01 4 F 0 4665 12.34 D 93455 D These restricted stock units were withheld by Issuer to pay the taxes applicable to the vesting of 12,365 units of restricted stock on March 1, 2018. Reflects the closing stock price on March 1, 2018. Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 24,730 restricted stock units that vest in two annual equal installments beginning on March 1, 2019. /s/ Heidi D. Lewis, Attorney-in-Fact 2018-03-05