0001140361-18-011292.txt : 20180301
0001140361-18-011292.hdr.sgml : 20180301
20180301170539
ACCESSION NUMBER: 0001140361-18-011292
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180227
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Burke Carolyn Jeanne
CENTRAL INDEX KEY: 0001374018
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33443
FILM NUMBER: 18658686
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DYNEGY INC.
CENTRAL INDEX KEY: 0001379895
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 205653152
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
BUSINESS PHONE: (713) 507-6400
MAIL ADDRESS:
STREET 1: 601 TRAVIS, SUITE 1400
CITY: HOUSTON
STATE: TX
ZIP: 77002
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Inc..
DATE OF NAME CHANGE: 20070404
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc..
DATE OF NAME CHANGE: 20070403
FORMER COMPANY:
FORMER CONFORMED NAME: Dynegy Acquisition, Inc.
DATE OF NAME CHANGE: 20061102
4
1
doc1.xml
FORM 4
X0306
4
2018-02-27
0
0001379895
DYNEGY INC.
DYN
0001374018
Burke Carolyn Jeanne
601 TRAVIS
14TH FLOOR
HOUSTON
TX
77002
0
1
0
0
EVP
Common Stock
98120
D
Restricted Stock Units
2018-02-27
4
A
0
84879
12.33
A
Common Stock
84879
104464
D
Amount includes 3,854 restricted stock units that vest on March 3, 2018 and 39,277 restricted stock units that vest in three annual equal installments beginning on March 1, 2018.
The grants of the restricted stock units were approved by a committee of the Issuer's Board of Directors on February 27, 2018.
Restricted stock unit grant pursuant to Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Dynegy Inc. common stock or the cash equivalent of one share of common stock. Subject to certain exceptions as described in the award agreements, the restricted stock units vest in three annual equal installments beginning on February 27, 2019. The settlement of such units are anticipated to be settled in cash.
/s/ Heidi D. Lewis, Attorney-in-Fact
2018-03-01