0001373988-15-000110.txt : 20150603 0001373988-15-000110.hdr.sgml : 20150603 20150603171110 ACCESSION NUMBER: 0001373988-15-000110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150601 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Essex Rental Corp. CENTRAL INDEX KEY: 0001373988 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS EQUIPMENT RENTAL & LEASING [7350] IRS NUMBER: 205415048 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1110 LAKE COOK ROAD STREET 2: SUITE 220 CITY: BUFFALO GROVE STATE: IL ZIP: 60089 BUSINESS PHONE: 847-215-6500 MAIL ADDRESS: STREET 1: 1110 LAKE COOK ROAD STREET 2: SUITE 220 CITY: BUFFALO GROVE STATE: IL ZIP: 60089 FORMER COMPANY: FORMER CONFORMED NAME: Hyde Park Acquisition CORP DATE OF NAME CHANGE: 20070216 FORMER COMPANY: FORMER CONFORMED NAME: Rand Acquisition Corp. II DATE OF NAME CHANGE: 20060828 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Matthews Nicholas J. CENTRAL INDEX KEY: 0001433029 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34601 FILM NUMBER: 15910870 MAIL ADDRESS: STREET 1: C/O C/O FREIGHTCAR AMERICA, INC. STREET 2: TWO NORTH RIVERSIDE PLAZA, SUITE 1250 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 wf-form4_143336586086505.xml FORM 4 X0306 4 2015-06-01 0 0001373988 Essex Rental Corp. ESSX 0001433029 Matthews Nicholas J. 1110 LAKE COOK ROAD SUITE 220 BUFFALO GROVE IL 60089 1 1 0 0 Chief Executive Officer Common Stock, par value $.0001 per share 2015-06-01 4 A 0 29662 0 A 110075 D Option (right to buy) 1.18 2015-06-01 4 A 0 134616 0 A 2025-06-01 Common Stock, par value $.0001 per share 134616.0 134616 D The Reporting Person's restricted shares were granted pursuant to the 2011 Long-Term Incentive Plan and will vest as follows: one-third (1/3) of such restricted shares will vest on each of June 1, 2016, June 1, 2017, and June 1, 2018, provided that the Reporting Person is employed by or performing services for Essex Rental Corp. and/or one of its subsidiaries at the time of the applicable vesting date. The Reporting Person's options were granted pursuant to the 2011 Long-Term Incentive Plan and will vest and become exercisable as follows: one-third (1/3) of such options will vest and become exercisable on each of June 1, 2016, June 1,2017 and June 1, 2018, provided that the Reporting Person is employed by or performing services for Essex Rental Corp. and/or one of its subsidiaries at the time of the applicable vesting date. /s/ Nicholas J. Matthews 2015-06-03