0001127602-16-041724.txt : 20160217 0001127602-16-041724.hdr.sgml : 20160217 20160217140352 ACCESSION NUMBER: 0001127602-16-041724 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160216 FILED AS OF DATE: 20160217 DATE AS OF CHANGE: 20160217 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra Energy Corp. CENTRAL INDEX KEY: 0001373835 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 205413139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 704-382-8160 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Gas SpinCo, Inc. DATE OF NAME CHANGE: 20060825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Capps Allen C CENTRAL INDEX KEY: 0001421157 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33007 FILM NUMBER: 161432633 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056-5310 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-16 0001373835 Spectra Energy Corp. SE 0001421157 Capps Allen C 5400 WESTHEIMER COURT HOUSTON TX 77056 1 Vice President and Controller Common Stock 2016-02-16 4 M 0 1685 0 A 1685.849 D Common Stock 2016-02-16 4 F 0 461 28.49 D 1224.849 D Retirement Savings Plan (RSP) 12585.18 I Retirement Savings LTIP Phantom Stock Grant Feb 2016 2016-02-16 4 A 0 2100 0 A 2019-02-16 2019-02-16 Common Stock 2100 2100 D LTIP Phantom Stock Grant Feb 2016 2016-02-16 4 A 0 2100 0 A 2019-02-16 2019-02-16 Common Stock 2100 2100 D Performance Shares Feb 2016 2016-02-16 4 A 0 4500 0 A 2019-02-16 Common Stock 4500 4500 D LTIP Phantom Merit Stock Grant Feb 2016 2016-02-16 4 A 0 185 0 A 2017-02-16 2016-02-17 Common Stock 185 185 D Performance Shares Feb 2013 2016-02-16 4 M 0 1685 0 D 2016-02-19 Common Stock 1685 765 D Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock. Grant cliff vests 3 years from date of Grant. Converts to Common Stock on a 1-for-1 basis. Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. Expiration date not applicable. Converts to Common Stock on a 1-for-1 basis. Vests one year from the grant date. /s/ Annachiara Jones, attorney-in-fact 2016-02-17