0001127602-16-041724.txt : 20160217
0001127602-16-041724.hdr.sgml : 20160217
20160217140352
ACCESSION NUMBER: 0001127602-16-041724
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160216
FILED AS OF DATE: 20160217
DATE AS OF CHANGE: 20160217
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectra Energy Corp.
CENTRAL INDEX KEY: 0001373835
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923]
IRS NUMBER: 205413139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 704-382-8160
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Gas SpinCo, Inc.
DATE OF NAME CHANGE: 20060825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Capps Allen C
CENTRAL INDEX KEY: 0001421157
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33007
FILM NUMBER: 161432633
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056-5310
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-16
0001373835
Spectra Energy Corp.
SE
0001421157
Capps Allen C
5400 WESTHEIMER COURT
HOUSTON
TX
77056
1
Vice President and Controller
Common Stock
2016-02-16
4
M
0
1685
0
A
1685.849
D
Common Stock
2016-02-16
4
F
0
461
28.49
D
1224.849
D
Retirement Savings Plan (RSP)
12585.18
I
Retirement Savings
LTIP Phantom Stock Grant Feb 2016
2016-02-16
4
A
0
2100
0
A
2019-02-16
2019-02-16
Common Stock
2100
2100
D
LTIP Phantom Stock Grant Feb 2016
2016-02-16
4
A
0
2100
0
A
2019-02-16
2019-02-16
Common Stock
2100
2100
D
Performance Shares Feb 2016
2016-02-16
4
A
0
4500
0
A
2019-02-16
Common Stock
4500
4500
D
LTIP Phantom Merit Stock Grant Feb 2016
2016-02-16
4
A
0
185
0
A
2017-02-16
2016-02-17
Common Stock
185
185
D
Performance Shares Feb 2013
2016-02-16
4
M
0
1685
0
D
2016-02-19
Common Stock
1685
765
D
Each share of phantom stock represents the right to receive the cash value of one share of Spectra Energy Corp Common Stock.
Grant cliff vests 3 years from date of Grant.
Converts to Common Stock on a 1-for-1 basis.
Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.
Expiration date not applicable.
Converts to Common Stock on a 1-for-1 basis.
Vests one year from the grant date.
/s/ Annachiara Jones, attorney-in-fact
2016-02-17