0001127602-14-007122.txt : 20140219 0001127602-14-007122.hdr.sgml : 20140219 20140219162433 ACCESSION NUMBER: 0001127602-14-007122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140217 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra Energy Corp. CENTRAL INDEX KEY: 0001373835 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 205413139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 704-382-8160 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Gas SpinCo, Inc. DATE OF NAME CHANGE: 20060825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baker Stephen W CENTRAL INDEX KEY: 0001488318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33007 FILM NUMBER: 14625943 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-17 0001373835 Spectra Energy Corp. SE 0001488318 Baker Stephen W 5400 WESTHEIMER COURT HOUSTON TX 77056 1 President, Union Gas Common Stock 2014-02-17 4 M 0 2282 37.05 A 4458 I By Spouse Common Stock 2014-02-17 4 F 0 1060 37.05 D 23693 D Common Stock 2660 I By Spouse Common Stock 7319 I By Trustee Common Stock 179 I By Trustee Common Stock 3128 I By Trustee Performance Shares Feb 2011 2014-02-17 4 M 0 2282 0 D 2014-02-22 Common Stock 2282 0 D LTIP Phantom Stock Grant Feb 2014 2014-02-18 4 A 0 6000 0 A 2017-02-18 2017-02-18 Common Stock 6000 6000 D Performance Shares Feb 2014 2014-02-18 4 A 0 9500 0 A 2017-02-18 Common Stock 9500 9500 D Shares held in RRSP (Canadian Retirement Savings Plan) Total includes 167 shares in RRSP (Canadian Retirement Savings Plan) Shares in EPSP (Canadian Employee Savings Plan) Shares in RESP (Canadian Education Plan for Children) Ancillary defined benefit plan. Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. Expiration date not applicable. Converts to Common Stock on a 1-for-1 basis. Grant cliff vests 3 years from date of Grant. /s/ Emily L. Strait, attorney-in-fact for Stephen W. Baker 2014-02-19