0001127602-14-007122.txt : 20140219
0001127602-14-007122.hdr.sgml : 20140219
20140219162433
ACCESSION NUMBER: 0001127602-14-007122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140217
FILED AS OF DATE: 20140219
DATE AS OF CHANGE: 20140219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spectra Energy Corp.
CENTRAL INDEX KEY: 0001373835
STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923]
IRS NUMBER: 205413139
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
BUSINESS PHONE: 704-382-8160
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
FORMER COMPANY:
FORMER CONFORMED NAME: Gas SpinCo, Inc.
DATE OF NAME CHANGE: 20060825
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baker Stephen W
CENTRAL INDEX KEY: 0001488318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33007
FILM NUMBER: 14625943
MAIL ADDRESS:
STREET 1: 5400 WESTHEIMER COURT
CITY: HOUSTON
STATE: TX
ZIP: 77056
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2014-02-17
0001373835
Spectra Energy Corp.
SE
0001488318
Baker Stephen W
5400 WESTHEIMER COURT
HOUSTON
TX
77056
1
President, Union Gas
Common Stock
2014-02-17
4
M
0
2282
37.05
A
4458
I
By Spouse
Common Stock
2014-02-17
4
F
0
1060
37.05
D
23693
D
Common Stock
2660
I
By Spouse
Common Stock
7319
I
By Trustee
Common Stock
179
I
By Trustee
Common Stock
3128
I
By Trustee
Performance Shares Feb 2011
2014-02-17
4
M
0
2282
0
D
2014-02-22
Common Stock
2282
0
D
LTIP Phantom Stock Grant Feb 2014
2014-02-18
4
A
0
6000
0
A
2017-02-18
2017-02-18
Common Stock
6000
6000
D
Performance Shares Feb 2014
2014-02-18
4
A
0
9500
0
A
2017-02-18
Common Stock
9500
9500
D
Shares held in RRSP (Canadian Retirement Savings Plan)
Total includes 167 shares in RRSP (Canadian Retirement Savings Plan)
Shares in EPSP (Canadian Employee Savings Plan)
Shares in RESP (Canadian Education Plan for Children)
Ancillary defined benefit plan.
Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock.
Expiration date not applicable.
Converts to Common Stock on a 1-for-1 basis.
Grant cliff vests 3 years from date of Grant.
/s/ Emily L. Strait, attorney-in-fact for Stephen W. Baker
2014-02-19