0001127602-14-007094.txt : 20140219 0001127602-14-007094.hdr.sgml : 20140219 20140219160649 ACCESSION NUMBER: 0001127602-14-007094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140217 FILED AS OF DATE: 20140219 DATE AS OF CHANGE: 20140219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spectra Energy Corp. CENTRAL INDEX KEY: 0001373835 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION & DISTRIBUTION [4923] IRS NUMBER: 205413139 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 704-382-8160 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 FORMER COMPANY: FORMER CONFORMED NAME: Gas SpinCo, Inc. DATE OF NAME CHANGE: 20060825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Arensdorf John R. CENTRAL INDEX KEY: 0001494437 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33007 FILM NUMBER: 14625720 MAIL ADDRESS: STREET 1: 5400 WESTHEIMER COURT CITY: HOUSTON STATE: TX ZIP: 77056 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-17 0001373835 Spectra Energy Corp. SE 0001494437 Arensdorf John R. 5400 WESTHEIMER COURT HOUSTON TX 77056 1 Senior Advisor Common Stock 2014-02-17 4 M 0 3012 37.05 A 51341 D Common Stock 2014-02-17 4 F 0 824 37.05 D 50517 D Common Stock 192 I By Wife Performance Shares Feb 2011 2014-02-17 4 M 0 3012 0 D 2014-02-22 2014-02-22 Common Stock 3012 0 D Performance Shares Feb 2014 2014-02-18 4 A 0 4800 0 A 2017-02-18 Common Stock 4800 4800 D LTIP Phantom Stock Grant Feb 2014 2014-02-18 4 A 0 3000 0 A 2017-02-18 2017-02-18 Common Stock 3000 3000 D Includes 10,304 held by Trustee, Retirement Savings Plan. Converts to Common Stock on a 1-for-1 basis. The number of performance shares that vest is based on the achievement of a specified total shareholder return for Spectra Energy Corp Common Stock. Expiration date not applicable. Converts to Common Stock on a 1-for-1 basis. Grant cliff vests 3 years from date of Grant. /s/Emily L. Strait as Attorney-in-Fact for John R. Arensdorf 2014-02-19