0001104659-12-067029.txt : 20121002 0001104659-12-067029.hdr.sgml : 20121002 20121002165010 ACCESSION NUMBER: 0001104659-12-067029 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121002 DATE AS OF CHANGE: 20121002 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sossen Andrew Jay CENTRAL INDEX KEY: 0001373646 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34436 FILM NUMBER: 121124201 MAIL ADDRESS: STREET 1: 555 CALIFORNIA STREET 50TH FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC. CENTRAL INDEX KEY: 0001465128 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 270247747 BUSINESS ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 422-7700 MAIL ADDRESS: STREET 1: C/O STARWOOD CAPITAL GROUP STREET 2: 591 WEST PUTNAM AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 a4.xml 4 X0306 4 2012-09-30 0 0001465128 STARWOOD PROPERTY TRUST, INC. STWD 0001373646 Sossen Andrew Jay C/O STARWOOD PROPERTY TRUST, INC. 591 WEST PUTNAM AVENUE GREENWICH CT 06830 0 1 0 0 COO and General Counsel Common Stock 2012-09-30 4 C 0 2500 A 45958 D Common Stock 2012-09-30 4 S 0 810 23.73 D 45148 D Restricted Stock Units 2012-09-30 4 C 0 2500 0.00 D Common Stock 2500 2500 I By SPT Management, LLC Mr. Sossen acquired 2,500 shares of the Company's common stock (the "Stock") in connection with the vesting of 2,500 out of 30,000 restricted stock units ("RSUs") in which Mr. Sossen was originally granted an interest on January 14, 2010. Represents shares sold by Mr. Sossen pursuant to a preexisting election in order to cover taxes incurred by Mr. Sossen in connection with the vesting of the RSUs. Each RSU represents a contingent right to receive one share of Stock. SPT Management, LLC ("Manager"), of which Starwood Capital Group Global, L.P. ("SCGG") is the sole member, currently holds RSUs (the "Manager RSUs"), which vest ratably in quarterly installments over a three-year period beginning on October 1, 2009, subject to the Manager's continued service as the manager of the issuer. SCGG has granted Mr. Sossen an interest in 30,000 of the Manager RSUs (the "Sossen RSUs"), consisting of the right to receive from the Manager (i) the dividend equivalents paid by the issuer with respect to RSUs, and (ii) the Stock underlying the Sossen RSUs, in each case when the Sossen RSUs vest as to Mr. Sossen, which vesting is subject to (1) the prior or concurrent vesting of the related Manager RSUs to the Manager (and the corresponding issuance and delivery by the issuer to the Manager of the underlying Stock), and (2) Mr. Sossen's employment with SCGG as of the applicable vesting date. /s/ Andrew J. Sossen 2012-10-02