0001104659-12-023702.txt : 20120403
0001104659-12-023702.hdr.sgml : 20120403
20120403204635
ACCESSION NUMBER: 0001104659-12-023702
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120330
FILED AS OF DATE: 20120403
DATE AS OF CHANGE: 20120403
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Sossen Andrew Jay
CENTRAL INDEX KEY: 0001373646
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34436
FILM NUMBER: 12740001
MAIL ADDRESS:
STREET 1: 555 CALIFORNIA STREET 50TH FLOOR
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: STARWOOD PROPERTY TRUST, INC.
CENTRAL INDEX KEY: 0001465128
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 270247747
BUSINESS ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: (203) 422-7700
MAIL ADDRESS:
STREET 1: C/O STARWOOD CAPITAL GROUP
STREET 2: 591 WEST PUTNAM AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
a4.xml
4
X0305
4
2012-03-30
0
0001465128
STARWOOD PROPERTY TRUST, INC.
STWD
0001373646
Sossen Andrew Jay
C/O STARWOOD PROPERTY TRUST, INC.
591 WEST PUTNAM AVENUE
GREENWICH
CT
06830
0
1
0
0
COO and General Counsel
Common Stock
2012-03-30
4
A
0
12500
0
A
40108
D
Common Stock
2012-03-30
4
C
0
2500
A
42608
D
Common Stock
2012-04-02
4
S
0
828
20.99
D
41780
D
Restricted Stock Units
2012-03-30
4
C
0
2500
0.00
D
Common Stock
2500
7500
I
By SPT Management, LLC
Starwood Property Trust, Inc. (the "Company") granted restricted shares of the Company's common stock (the "Restricted Shares") to Mr. Sossen pursuant to the Starwood Property Trust, Inc. Equity Plan. The Restricted Shares will vest as to Mr. Sossen in quarterly installments over a three-year period beginning on March 31, 2012, subject to certain conditions.
The amount of securities beneficially owned by Mr. Sossen was inadvertently overstated by 1,847 shares in previous Forms 4. The amounts show here have corrected this error.
Mr. Sossen acquired 2,500 shares of the Company's common stock (the "Stock") in connection with the vesting of 2,500 out of 30,000 restricted stock units ("RSUs") in which Mr. Sossen was originally granted an interest on January 14, 2010.
Each RSU represents a contingent right to receive one share of Stock.
SPT Management, LLC ("Manager"), of which Starwood Capital Group Global, L.P. ("SCGG") is the sole member, currently holds RSUs (the "Manager RSUs"), which vest ratably in quarterly installments over a three-year period beginning on October 1, 2009, subject to the Manager's continued service as the manager of the issuer. SCGG has granted Mr. Sossen an interest in 30,000 of the Manager RSUs (the "Sossen RSUs"), consisting of the right to receive from the Manager (i) the dividend equivalents paid by the issuer with respect to RSUs, and (ii) the Stock underlying the Sossen RSUs, in each case when the Sossen RSUs vest as to Mr. Sossen, which vesting is subject to (1) the prior or concurrent vesting of the related Manager RSUs to the Manager (and the corresponding issuance and delivery by the issuer to the Manager of the underlying Stock), and (2) Mr. Sossen's employment with SCGG as of the applicable vesting date.
/s/ Andrew J. Sossen
2012-04-03