0000908662-17-000107.txt : 20170517
0000908662-17-000107.hdr.sgml : 20170517
20170517160244
ACCESSION NUMBER: 0000908662-17-000107
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170509
FILED AS OF DATE: 20170517
DATE AS OF CHANGE: 20170517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAuliffe Patrick F
CENTRAL INDEX KEY: 0001549023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 17851395
MAIL ADDRESS:
STREET 1: NEWSTAR FINANCIAL INC
STREET 2: 500 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2017-05-09
0001373561
NewStar Financial, Inc.
NEWS
0001549023
McAuliffe Patrick F
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
0
1
0
0
Head, Leveraged Finance
Common Stock
2017-05-09
4
M
0
47605
8.28
A
218035
D
Common Stock
2017-05-09
4
F
0
42737
9.80
D
175298
D
Common Stock
8.28
2017-05-09
4
M
0
47605
0
D
2017-05-12
Common Stock
47605
0
D
Fully vested.
/s/ John K. Bray as attorney-in-fact
2017-05-17