0000908662-17-000103.txt : 20170512 0000908662-17-000103.hdr.sgml : 20170512 20170512160218 ACCESSION NUMBER: 0000908662-17-000103 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170510 FILED AS OF DATE: 20170512 DATE AS OF CHANGE: 20170512 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fallon Brian CENTRAL INDEX KEY: 0001451001 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 17838487 MAIL ADDRESS: STREET 1: NEWSTAR FINANCIAL INC STREET 2: 500 BOYLSTON ST SUITE 1600 CITY: BOSTON STATE: MA ZIP: 02116 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-05-10 0001373561 NewStar Financial, Inc. NEWS 0001451001 Fallon Brian C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 1 0 0 0 Common Stock 2017-05-10 4 M 0 15000 8.28 A 102231 D Common Stock 2017-05-10 4 F 0 12648 9.82 D 89583 D Common Stock 8.28 2017-05-10 4 M 0 15000 0 D 2017-05-12 Common Stock 15000 0 D Fully vested. /s/ Daniel K. Crowley as attorney-in-fact 2017-05-12