0000908662-17-000082.txt : 20170321 0000908662-17-000082.hdr.sgml : 20170321 20170321160450 ACCESSION NUMBER: 0000908662-17-000082 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170317 FILED AS OF DATE: 20170321 DATE AS OF CHANGE: 20170321 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bralver Charles N CENTRAL INDEX KEY: 0001454740 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 17704262 MAIL ADDRESS: STREET 1: NEWSTAR FINANCIAL INC STREET 2: 500 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02116 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-17 0001373561 NewStar Financial, Inc. NEWS 0001454740 Bralver Charles N C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 1 0 0 0 Common Stock 2017-03-17 4 M 0 5000 8.28 A 163937 D Common Stock 2017-03-17 4 F 0 3870 10.7744 D 160067 D Common Stock 2017-03-17 4 M 0 5000 10.11 A 165067 D Common Stock 2017-03-17 4 F 0 4730 10.7479 D 160337 D Common Stock 8.28 2017-03-17 4 M 0 5000 0 D 2017-05-12 Common Stock 5000 0 D Common Stock 10.11 2017-03-17 4 M 0 5000 0 D 2018-05-11 Common Stock 5000 0 D Fully vested /s/ John K. Bray as attorney-in-fact 2017-03-21