0000908662-17-000041.txt : 20170222 0000908662-17-000041.hdr.sgml : 20170222 20170222163810 ACCESSION NUMBER: 0000908662-17-000041 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170217 FILED AS OF DATE: 20170222 DATE AS OF CHANGE: 20170222 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bray John Kirby CENTRAL INDEX KEY: 0001380511 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 17628960 MAIL ADDRESS: STREET 1: 375 LARCHWOOD DRIVE CITY: WARWICK STATE: RI ZIP: 02886 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-17 0001373561 NewStar Financial, Inc. NEWS 0001380511 Bray John Kirby C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 0 1 0 0 Chief Financial Officer Common Stock, par value $0.01 per share 2017-02-17 4 A 0 15259 0 A 616634 D The securities reported are shares of restricted stock which will vest in three substantially equal installments on each of the next three anniversaries of the grant date (February 17, 2017). /s/ John K. Bray 2017-02-22