0000908662-17-000014.txt : 20170215 0000908662-17-000014.hdr.sgml : 20170215 20170215160036 ACCESSION NUMBER: 0000908662-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170212 FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170215 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NewStar Financial, Inc. CENTRAL INDEX KEY: 0001373561 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172] IRS NUMBER: 542157878 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: (617) 848-2500 MAIL ADDRESS: STREET 1: 500 BOYLSTON STREET STREET 2: SUITE 1250 CITY: BOSTON STATE: MA ZIP: 02116 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCready Daniel D. CENTRAL INDEX KEY: 0001572924 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33211 FILM NUMBER: 17614607 MAIL ADDRESS: STREET 1: C/O NEWSTAR FINANCIAL INC. STREET 2: 500 BOYLSTON STREET CITY: BOSTON STATE: MA ZIP: 02116 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-02-12 0001373561 NewStar Financial, Inc. NEWS 0001572924 McCready Daniel D. C/O NEWSTAR FINANCIAL, INC. 500 BOYLSTON STREET, SUITE 1250 BOSTON MA 02116 0 1 0 0 Chief Credit Officer Common Stock, par value $0.01 per share 2017-02-12 4 F 0 3621 9.18 D 85910 D Common Stock, par value $0.01 per share 2017-02-13 4 F 0 2146 9.45 D 83764 D Common Stock, par value $0.01 per share 2017-02-14 4 F 0 1512 9.22 D 82252 D /s/ John K. Bray as attorney-in-fact 2017-02-15