0000908662-15-000360.txt : 20151204
0000908662-15-000360.hdr.sgml : 20151204
20151204161526
ACCESSION NUMBER: 0000908662-15-000360
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151203
FILED AS OF DATE: 20151204
DATE AS OF CHANGE: 20151204
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAuliffe Patrick F
CENTRAL INDEX KEY: 0001549023
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 151270258
MAIL ADDRESS:
STREET 1: NEWSTAR FINANCIAL INC
STREET 2: 500 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-12-03
0001373561
NewStar Financial, Inc.
NEWS
0001549023
McAuliffe Patrick F
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
0
1
0
0
Head, Leveraged Finance
Common Stock, par value $0.01 per share
2015-12-03
4
M
0
12500
2.86
A
124591
D
Common Stock, par value $0.01 per share
2015-12-03
4
F
0
8029
9.43
D
116562
D
Stock Option (right to buy)
2.86
2015-12-03
4
M
0
12500
0
D
2016-02-04
Common Stock
12500
12500
D
The options are fully exercisable.
/s/ John K. Bray as attorney-in-fact
2015-12-04