0000908662-15-000326.txt : 20151112
0000908662-15-000326.hdr.sgml : 20151112
20151112161630
ACCESSION NUMBER: 0000908662-15-000326
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151110
FILED AS OF DATE: 20151112
DATE AS OF CHANGE: 20151112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NewStar Financial, Inc.
CENTRAL INDEX KEY: 0001373561
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE LESSORS [6172]
IRS NUMBER: 542157878
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
BUSINESS PHONE: (617) 848-2500
MAIL ADDRESS:
STREET 1: 500 BOYLSTON STREET
STREET 2: SUITE 1250
CITY: BOSTON
STATE: MA
ZIP: 02116
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Bralver Charles N
CENTRAL INDEX KEY: 0001454740
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33211
FILM NUMBER: 151225025
MAIL ADDRESS:
STREET 1: NEWSTAR FINANCIAL INC
STREET 2: 500 BOYLSTON STREET
CITY: BOSTON
STATE: MA
ZIP: 02116
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2015-11-10
0001373561
NewStar Financial, Inc.
NEWS
0001454740
Bralver Charles N
C/O NEWSTAR FINANCIAL, INC.
500 BOYLSTON STREET, SUITE 1250
BOSTON
MA
02116
1
0
0
0
Common Stock
2015-11-10
4
M
0
1250
2.89
A
145414
D
Common Stock
2015-11-10
4
F
0
389
9.31
D
145025
D
Common Stock
2015-11-10
4
M
0
5000
2.20
A
150025
D
Common Stock
2015-11-10
4
F
0
1182
9.31
D
148843
D
Common Stock
2.89
2015-11-10
4
M
0
1250
0
D
2016-02-05
Common Stock
1250
0
D
Common Stock
2.20
2015-11-10
4
M
0
5000
0
D
2016-05-13
Common Stock
5000
0
D
Option vested in three substantially equal installments on February 5, 2010, 2011 and 2012.
Option vested in three substantially equal installments on May 13, 2010, 2011 and 2012.
/s/ John K. Bray as attorney-in-fact
2015-11-12