0001473185-15-000004.txt : 20150206
0001473185-15-000004.hdr.sgml : 20150206
20150206122736
ACCESSION NUMBER: 0001473185-15-000004
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111027
FILED AS OF DATE: 20150206
DATE AS OF CHANGE: 20150206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TORTOISE PIPELINE & ENERGY FUND, INC.
CENTRAL INDEX KEY: 0001526329
IRS NUMBER: 452785066
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-981-1020
MAIL ADDRESS:
STREET 1: 11550 ASH STREET, SUITE 300
CITY: LEAWOOD
STATE: KS
ZIP: 66211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MONTAGE INVESTMENTS, LLC
CENTRAL INDEX KEY: 0001483238
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22585
FILM NUMBER: 15583292
BUSINESS ADDRESS:
STREET 1: 4200 W. 115TH STREET, SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-647-9700
MAIL ADDRESS:
STREET 1: 4200 W. 115TH STREET, SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
FORMER NAME:
FORMER CONFORMED NAME: MONTAGE ASSET MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100729
FORMER NAME:
FORMER CONFORMED NAME: MARINER ASSET MANAGEMENT, LLC
DATE OF NAME CHANGE: 20100203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC
CENTRAL INDEX KEY: 0001373442
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22585
FILM NUMBER: 15583293
BUSINESS ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 9136479700
MAIL ADDRESS:
STREET 1: 4200 W. 115TH STREET
STREET 2: SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MARINER HOLDINGS, LLC
CENTRAL INDEX KEY: 0001473185
STATE OF INCORPORATION: KS
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-22585
FILM NUMBER: 15583294
BUSINESS ADDRESS:
STREET 1: 4200 W. 115TH STREET, SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
BUSINESS PHONE: 913-647-9700
MAIL ADDRESS:
STREET 1: 4200 W. 115TH STREET, SUITE 100
CITY: LEAWOOD
STATE: KS
ZIP: 66211
3
1
primary_doc.xml
PRIMARY DOCUMENT
X0206
3
2011-10-27
1
0001526329
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
0001473185
MARINER HOLDINGS, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD
KS
66211
0
0
0
1
Affiliate of the Advisor
0001373442
Mariner Wealth Advisors, LLC
4200 W. 115TH STREET
SUITE 100
LEAWOOD
KS
66211
0
0
0
1
Affiliate of the Advisor
0001483238
MONTAGE INVESTMENTS, LLC
4200 W. 115TH STREET, SUITE 100
LEAWOOD
KS
66211
0
0
0
1
Affiliate of the Advisor
Mariner Holdings, LLC - Including all majority and wholly owned subsidiaries unless specifically listed on this Form 3 and unless a Form 3 was previously filed for such subsidiaries.
Mariner Wealth Advisors, LLC - Including all majority and wholly owned subsidiaries unless a Form 3 was previously filed for such subsidiaries.
Montage Investments, LLC - Including all majority and wholly owned subsidiaries unless a Form 3 was previously filed for such subsidiaries.
Martin C. Bicknell
2015-02-06