0001410745-15-000001.txt : 20150112 0001410745-15-000001.hdr.sgml : 20150112 20150112104637 ACCESSION NUMBER: 0001410745-15-000001 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140829 FILED AS OF DATE: 20150112 DATE AS OF CHANGE: 20150112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Palmer Square Opportunistic Income Fund CENTRAL INDEX KEY: 0001608016 IRS NUMBER: 000000000 BUSINESS ADDRESS: STREET 1: 2000 SHAWNEE MISSION PARKWAY, SUITE 300 CITY: MISSION WOODS STATE: KS ZIP: 66205 BUSINESS PHONE: 888-870-3088 MAIL ADDRESS: STREET 1: 2000 SHAWNEE MISSION PARKWAY, SUITE 300 CITY: MISSION WOODS STATE: KS ZIP: 66205 FORMER COMPANY: FORMER CONFORMED NAME: Montage Managers Trust DATE OF NAME CHANGE: 20140513 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MONTAGE INVESTMENTS, LLC CENTRAL INDEX KEY: 0001483238 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22969 FILM NUMBER: 15520986 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER NAME: FORMER CONFORMED NAME: MONTAGE ASSET MANAGEMENT, LLC DATE OF NAME CHANGE: 20100729 FORMER NAME: FORMER CONFORMED NAME: MARINER ASSET MANAGEMENT, LLC DATE OF NAME CHANGE: 20100203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mariner Wealth Advisors, LLC CENTRAL INDEX KEY: 0001373442 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22969 FILM NUMBER: 15520987 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET STREET 2: SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MARINER HOLDINGS, LLC CENTRAL INDEX KEY: 0001473185 STATE OF INCORPORATION: KS FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22969 FILM NUMBER: 15520988 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 913-647-9700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bicknell Family Holding Co LLC CENTRAL INDEX KEY: 0001410745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22969 FILM NUMBER: 15520989 BUSINESS ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 BUSINESS PHONE: 9136479700 MAIL ADDRESS: STREET 1: 4200 W. 115TH STREET, SUITE 100 CITY: LEAWOOD STATE: KS ZIP: 66211 FORMER NAME: FORMER CONFORMED NAME: Bicknell Family HOlding Co LLC DATE OF NAME CHANGE: 20070827 3 1 primary_doc.xml PRIMARY DOCUMENT X0206 3 2014-08-29 1 0001608016 Palmer Square Opportunistic Income Fund PSOIX 0001410745 Bicknell Family Holding Co LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of the Advisor 0001473185 MARINER HOLDINGS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of the Advisor 0001373442 Mariner Wealth Advisors, LLC 4200 W. 115TH STREET SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of the Advisor 0001483238 MONTAGE INVESTMENTS, LLC 4200 W. 115TH STREET, SUITE 100 LEAWOOD KS 66211 0 0 0 1 Affiliate of the Advisor Mariner Holdings, LLC - Including all majority and wholly owned subsidiaries unless specifically listed on this Form 3. Mariner Wealth Advisors, LLC - Including all majority owned subsidiaries Montage Investments, LLC - Including all majority owned subsidiaries Martin C. Bicknell 2015-01-12