0001144204-18-049497.txt : 20180914 0001144204-18-049497.hdr.sgml : 20180914 20180914160928 ACCESSION NUMBER: 0001144204-18-049497 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180912 FILED AS OF DATE: 20180914 DATE AS OF CHANGE: 20180914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Honig Barry C CENTRAL INDEX KEY: 0001373203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37481 FILM NUMBER: 181071232 MAIL ADDRESS: STREET 1: 215 SE SPANISH TRAIL CITY: BOCA RATON STATE: FL ZIP: 33432 FORMER NAME: FORMER CONFORMED NAME: Honig Barry R DATE OF NAME CHANGE: 20060818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pershing Gold Corp. CENTRAL INDEX KEY: 0001432196 STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040] IRS NUMBER: 260657736 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 BUSINESS PHONE: (877) 705-9357 MAIL ADDRESS: STREET 1: 1658 COLE BOULEVARD STREET 2: BUILDING 6, SUITE 210 CITY: LAKEWOOD STATE: CO ZIP: 80401 FORMER COMPANY: FORMER CONFORMED NAME: Sagebrush Gold Ltd. DATE OF NAME CHANGE: 20110519 FORMER COMPANY: FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co. DATE OF NAME CHANGE: 20101005 FORMER COMPANY: FORMER CONFORMED NAME: Excel Global, Inc. DATE OF NAME CHANGE: 20080411 4 1 tv502918_form4.xml FORM 4 X0306 4 2018-09-12 0 0001432196 Pershing Gold Corp. PGLC 0001373203 Honig Barry C 215 SE SPANISH TRAIL BOCA RATON FL 33432 0 0 1 0 Common Stock 2018-09-12 4 M 0 47661 A 3237294 D Common Stock 5193568 I See footnote Common Stock 121500 I See footnote Common Stock 1763522 I See footnote Common Stock 89148 I See footnote Restricted Stock Units 2018-09-12 4 M 0 47661 D 2018-09-12 2018-09-12 Common Stock 47661 0 D Pursuant to each restricted stock unit's applicable Restricted Stock Unit Grant Agreement, for each vested restricted stock unit, the Reporting Person is entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change of control or under certain other circumstances, all as set forth in such agreements. On August 29, 2018, the Reporting Person resigned as a member of the Issuer's board of directors. On September 12, 2018, the aggregate 47,661 restricted stock units were settled for an equal number of shares of Issuer's Common Stock. The securities reported on this line are held by GRQ Consultants, Inc. 401K of which Barry Honig ("Mr. Honig") is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. 401K. The securities reported on this line are held by GRQ Consultants, Inc. of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. The securities reported on this line are held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig of which Mr. Honig is Trustee and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Roth 401K FBO Barry Honig. The securities reported on this line are held by GRQ Consultants, Inc. Defined Benefit Plan of which Mr. Honig is President and in such capacity is deemed to hold voting and dispositive power over the securities held by GRQ Consultants, Inc. Defined Benefit /s/ Barry C. Honig 2018-09-14