0000902664-18-001721.txt : 20180321
0000902664-18-001721.hdr.sgml : 20180321
20180321173951
ACCESSION NUMBER: 0000902664-18-001721
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180319
FILED AS OF DATE: 20180321
DATE AS OF CHANGE: 20180321
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Honig Barry C
CENTRAL INDEX KEY: 0001373203
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37481
FILM NUMBER: 18705294
MAIL ADDRESS:
STREET 1: 555 SOUTH FEDERAL HIGHWAY
STREET 2: SUITE 450
CITY: BOCA RATON
STATE: FL
ZIP: 33432
FORMER NAME:
FORMER CONFORMED NAME: Honig Barry R
DATE OF NAME CHANGE: 20060818
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pershing Gold Corp.
CENTRAL INDEX KEY: 0001432196
STANDARD INDUSTRIAL CLASSIFICATION: GOLD & SILVER ORES [1040]
IRS NUMBER: 260657736
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1658 COLE BOULEVARD
STREET 2: BUILDING 6, SUITE 210
CITY: LAKEWOOD
STATE: CO
ZIP: 80401
BUSINESS PHONE: (877) 705-9357
MAIL ADDRESS:
STREET 1: 1658 COLE BOULEVARD
STREET 2: BUILDING 6, SUITE 210
CITY: LAKEWOOD
STATE: CO
ZIP: 80401
FORMER COMPANY:
FORMER CONFORMED NAME: Sagebrush Gold Ltd.
DATE OF NAME CHANGE: 20110519
FORMER COMPANY:
FORMER CONFORMED NAME: Empire Sports & Entertainment Holdings Co.
DATE OF NAME CHANGE: 20101005
FORMER COMPANY:
FORMER CONFORMED NAME: Excel Global, Inc.
DATE OF NAME CHANGE: 20080411
4
1
p18-0890form4.xml
PERSHING GOLD CORPORATION
X0306
4
2018-03-19
0
0001432196
Pershing Gold Corp.
PGLC
0001373203
Honig Barry C
555 SOUTH FEDERAL HIGHWAY
SUITE 450
BOCA RATON
FL
33432
1
0
1
0
Common Stock, par value $0.0001 ("Common Stock")
2018-03-19
4
P
0
497
2.01
A
5880041
I
See footnotes
Common Stock
2018-03-20
4
P
0
350
2.05
A
5880391
I
See footnotes
Common Stock
2395600
D
Warrants
3.40
2017-12-19
2019-12-19
Common Stock
396039
396039
I
See footnotes
Series E Preferred Stock
2.80
Common Stock
2432923
6881
I
See footnotes
Series E Preferred Stock
2.80
Common Stock
301950
854
D
Options
10.80
2010-09-29
2020-09-29
Common Stock
22223
22223
D
Options
6.30
2012-04-06
2022-04-06
Common Stock
666667
666667
D
Options
6.12
2012-06-18
2022-06-18
Common Stock
55556
55556
D
Restricted Stock Units
0
2015-12-11
Common Stock
9579
9579
D
Restricted Stock Units
0
Common Stock
10000
10000
D
Restricted Stock Units
0
2017-04-28
Common Stock
11228
11228
D
Restricted Stock Units
0
2017-06-30
Common Stock
3316
3316
D
Restricted Stock Units
0
2017-09-29
Common Stock
2458
2458
D
Restricted Stock Units
0
2017-12-29
Common Stock
2605
2605
D
The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.04 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares acquired at each price within the range set forth herein.
The securities reported on this line are held by GRQ Consultants, Inc. 401K (of which Barry Honig ("Mr. Honig") is Trustee), GRQ Consultants, Inc. (of which Mr. Honig is President), GRQ Consultants, Inc. Roth 401K FBO Barry Honig (of which Mr. Honig is Trustee) and GRQ Consultants, Inc. Defined Benefit Plan (of which Mr. Honig is Trustee).
The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities and Exchange Act of 1934, as amended, except as to such extent of the Reporting Person's pecuniary interest therein.
Such Series E Preferred Stock may be converted at any time and from time to time and has no expiration date.
Pursuant to the Restricted Stock Unit Grant Agreement, dated February 3, 2017, 5,000 units vested on the issuance date, February 3, 2017, and 5,000 units vested on February 3, 2018.
The restricted stock units were granted pursuant to their applicable Restricted Stock Unit Grant Agreements. For each vested restricted stock unit, the Reporting Person will be entitled to receive one share of Common Stock upon termination of service on the Issuer's board of directors, in connection with a change in control or under certain other circumstances, all as set forth in such agreements.
/s/ Barry Honig
2018-03-21