0001144204-18-035136.txt : 20180621
0001144204-18-035136.hdr.sgml : 20180621
20180621152037
ACCESSION NUMBER: 0001144204-18-035136
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180620
FILED AS OF DATE: 20180621
DATE AS OF CHANGE: 20180621
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Corless R Jon
CENTRAL INDEX KEY: 0001379140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 18911779
MAIL ADDRESS:
STREET 1: C/O KOHLBERG CAPITAL CORPORATION
STREET 2: 295 MADISON AVENUE, 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCAP Financial, Inc.
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205348000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
BUSINESS PHONE: 212-455-8300
MAIL ADDRESS:
STREET 1: 295 MADISON AVENUE
STREET 2: 6TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10017
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
4
1
tv496970_4.xml
FORM 4
X0306
4
2018-06-20
0
0001372807
KCAP Financial, Inc.
KCAP
0001379140
Corless R Jon
C/O KCAP FINANCIAL INC.
295 MADISON AVENUE, 6TH FLOOR
NEW YORK
NY
10017
0
1
0
0
Chief Investment Officer
Common Stock
2018-06-20
4
F
0
2886
3.24
D
102402
D
/s/ R. Jon Corless
2018-06-21