0001144204-11-036734.txt : 20110621 0001144204-11-036734.hdr.sgml : 20110621 20110621135102 ACCESSION NUMBER: 0001144204-11-036734 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110616 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20110621 DATE AS OF CHANGE: 20110621 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Capital CORP CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205348000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 11923002 BUSINESS ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-455-8300 MAIL ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 8-K 1 v226551_8k.htm Unassociated Document
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 8-K
   
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the
 
Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): June 16, 2011
 
Kohlberg Capital Corporation
(Exact name of registrant as specified in its charter)
 
Delaware
  
814-00735
  
20-5951150
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)

 
295 MADISON AVENUE
  
10017
NEW YORK, NY
    
(Address of principal executive offices)
  
(Zip Code)
 
Registrant's telephone number, including area code:   (212) 455-8300
 
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
 
 
 
Item 5.07.          Submission of Matters to a Vote of Security Holders.

On June 16, 2011, Kohlberg Capital Corporation (the “Company”)  held a Special Meeting of Shareholders (the “Special Meeting”), for which proxies were solicited pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended.  At the Special Meeting, the Company’s shareholders approved a proposal authorizing the Company, with the approval of its Board of Directors, to sell shares of its common stock, par value $0.01 per share, or warrants, options or rights to acquire such common stock at a price below the then current net asset value per share of such common stock, subject to certain limitations described in the proxy statement.  The results of the vote were as follows:

Total votes for
  
Total votes against
    
Total votes abstained
    
Broker non-votes
  
12,099,401
     1,307,361       546,773       0  
 
 
 
 
 
SIGNATURES
 
               Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
    Kohlberg Capital Corporation
   
(Registrant)
     
June 21, 2011   /s/ Michael I. Wirth
(Date)
  
Michael I. Wirth
Chief Financial Officer