-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Oac/bWCtpNp3zwfF9NVKeF7gd+qqSCZxauq5ActtIEUBqH5QMKxYr+vHc+YrCVtX q35aDpjXx0mVOTFunjieaA== 0001144204-10-040294.txt : 20100730 0001144204-10-040294.hdr.sgml : 20100730 20100730120506 ACCESSION NUMBER: 0001144204-10-040294 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100722 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Capital CORP CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205348000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 10980254 BUSINESS ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-455-8300 MAIL ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 8-K 1 v191973_8k.htm
 

 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported): July 22, 2010
 
Kohlberg Capital Corporation
(Exact name of registrant as specified in its charter)
 
 
 
Delaware
  
814-00735
  
20-5951150
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)

 
 
 
295 MADISON AVENUE
NEW YORK, NY
  
10017
  
 
(Address of principal executive offices)
  
(Zip Code)
  
 
 
Registrant's telephone number, including area code:   (212) 455-8300
 
 
________________________________________________________________________________
(Former name or former address, if changed since last report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 
Item 5.07  Submission of Matters to a Vote of Security Holders.

Kohlberg Capital Corporation (the “Company”) held its Annual Meeting of Shareholders on July 22, 2010 (the “Annual Meeting”) for which proxies were solicited pursuant to Regulation 14A of the Securities Exchange Act of 1934, as amended.  The following matters were voted on by the Company’s stockholders:

C. Turney Stevens and Gary Cademartori were elected as Class I directors to each serve for a three-year term.  The results of the vote were as follows:

Nominee
  
Total votes
for
    
Total votes
withheld
    
Broker
non-votes
  
C. Turney Stevens
  
10,245,968
    
189,577
    
9,112,961
  
Gary Cademartori
  
9,318,041
    
1,117,504
    
9,112,961
  

The other directors continuing to serve after the Annual Meeting were:  Class II directors – Albert G. Pastino, C. Michael Jacobi and Samuel P. Frieder (terms expiring in 2011); and Class III Directors – Christopher Lacovara and Dayl W. Pearson (terms expiring in 2012).


The appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the current year was ratified.  The results of the vote were as follows:

Total votes
for
    
Total votes
against
    
Total votes
abstained
  
19,396,461
    
114,974
    
37,071
  

 
 
SIGNATURE
 
 
    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
   
Kohlberg Capital Corporation 
  
   
(Registrant) 
  
       
       
July 30, 2010
 
/s/ Michael I. Wirth
  
(Date) 
  
Michael I. Wirth 
  
   
Chief Financial Officer 
  
       
 
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