-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CE5aAK5WWKg7k1hjLYopkJDmQXO49VGjMkLUCMfQNHuTE5H2ev8gmToZLbQWl3op MOr35KYbI9XhsDPVPHtJqw== 0001144204-10-031537.txt : 20100603 0001144204-10-031537.hdr.sgml : 20100603 20100602211831 ACCESSION NUMBER: 0001144204-10-031537 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100602 ITEM INFORMATION: Other Events FILED AS OF DATE: 20100603 DATE AS OF CHANGE: 20100602 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Capital CORP CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205348000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 10874326 BUSINESS ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-455-8300 MAIL ADDRESS: STREET 1: 295 MADISON AVENUE STREET 2: 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 8-K 1 v187262_8k.htm Unassociated Document

 
UNITED STATES
 
 
SECURITIES AND EXCHANGE COMMISSION
 
 
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
 
 
Pursuant to Section 13 OR 15(d) of
 
 
The Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported) June 2, 2010
 
Kohlberg Capital Corporation
 
 
(Exact name of registrant as specified in its charter)
 
 
Delaware
  
 
814-00735
  
 
20-5951150
(State or other jurisdiction
of incorporation)
  
(Commission File Number)
  
(IRS Employer Identification No.)

 
 
 
295 MADISON AVENUE
NEW YORK, NY
  
 
10017
  
 
(Address of principal executive offices)
  
(Zip Code)
  
 
Registrant's telephone number, including area code:   (212) 455-8300
 
 
________________________________________________________________________________
(Former name or former address, if changed since last report)
 

 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
 
Item 8.01. Other Events.
 

On June 2, 2010, Kohlberg Capital Corporation (the "Company") was notified by The Nasdaq Stock Market ("Nasdaq") that the Company had regained compliance with Nasdaq Listing Rule 5250(c)(1) by filing with the Securities and Exchange Commission on May 28, 2010 its Quarterly Report on Form 10-Q for the quarter ended September 30, 2009, its Annual Report on Form 10-K for the year ended December 31, 2009 and its Quarterly Report on Form 10-Q for the quarter ended March 31, 2010 and that the Company is in compliance with all other applicable listing standards.  As a result, the hearing that the Company had previously requested with the Nasdaq Hearings Panel has been cancelled, and the Company's common stock will continue to be listed and trade on the Nasdaq Global Select Market.

 
 
 
 
 
SIGNATURE
 
 
    Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
   
Kohlberg Capital Corporation
   
(Registrant)
     
June 2, 2010
  
/s/ Michael I. Wirth
(Date)
  
Michael I. Wirth
Chief Financial Officer


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