0000935836-23-000644.txt : 20231005 0000935836-23-000644.hdr.sgml : 20231005 20231005175232 ACCESSION NUMBER: 0000935836-23-000644 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220411 FILED AS OF DATE: 20231005 DATE AS OF CHANGE: 20231005 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Repertoire Master Fund LP CENTRAL INDEX KEY: 0001878549 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 231312305 BUSINESS ADDRESS: STREET 1: 345 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 415-677-7050 MAIL ADDRESS: STREET 1: 345 CALIFORNIA STREET, SUITE 600 CITY: SAN FRANCISCO STATE: CA ZIP: 94104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 3/A 1 ownership.xml X0206 3/A 2022-04-11 2022-04-21 0 0001372807 Portman Ridge Finance Corp PTMN 0001878549 Repertoire Master Fund LP 345 CALIFORNIA STREET, SUITE 600 SAN FRANCISCO CA 94104 0 0 1 0 Equity Swap (obligation to buy) 23.7618 2021-08-27 2024-08-27 Common Stock 15426 D Equity Swap (obligation to buy) 24.4880 2021-11-29 2024-11-29 Common Stock 37489 D Equity Swap (obligation to buy) 24.5297 2021-12-03 2024-12-03 Common Stock 20178 D Equity Swap (obligation to buy) 24.53 2021-11-24 2024-11-24 Common Stock 1435 D Equity Swap (obligation to buy) 23.19 2021-07-19 2024-07-19 Common Stock 25000 D Equity Swap (obligation to buy) 23.7385 2021-05-28 2024-05-28 Common Stock 10319 D Equity Swap (obligation to buy) 24.4225 2021-12-10 2024-12-10 Common Stock 10798 D Equity Swap (obligation to buy) 21.2654 2021-03-24 2024-03-24 Common Stock 7632 D Equity Swap (obligation to buy) 24.4481 2021-11-26 2024-11-26 Common Stock 3642 D Equity Swap (obligation to buy) 24.6301 2021-11-30 2024-11-30 Common Stock 81423 D Equity Swap (obligation to buy) 24.7179 2021-12-01 2024-12-01 Common Stock 10652 D Equity Swap (obligation to buy) 23.8879 2021-06-29 2024-06-29 Common Stock 593 D Equity Swap (obligation to buy) 24.5296 2021-12-06 2024-12-06 Common Stock 25000 D Equity Swap (obligation to buy) 24.5293 2021-12-02 2024-12-02 Common Stock 4127 D Equity Swap (obligation to buy) 21.7256 2021-03-25 2024-03-25 Common Stock 14643 D Equity Swap (obligation to buy) 23.9973 2021-10-07 2024-10-07 Common Stock 64922 D Equity Swap (obligation to buy) 24.4044 2021-12-09 2024-12-09 Common Stock 7513 D Equity Swap (obligation to buy) 23.9751 2021-09-01 2024-09-01 Common Stock 9912 D Equity Swap (obligation to buy) 21.8799 2021-03-31 2024-03-31 Common Stock 17394 D Equity Swap (obligation to buy) 24.3787 2021-12-15 2024-12-15 Common Stock 32940 D Equity Swap (obligation to buy) 24.4102 2021-12-13 2024-12-13 Common Stock 8715 D Equity Swap (obligation to buy) 24.4104 2021-12-14 2024-12-14 Common Stock 13016 D This amendment is being filed to disclose these position, which were inadvertently omitted from the Form 3 filed by the reporting person on 4/21/2022. Pursuant to an equity swap agreement entered into by the reporting person with a counterparty, upon expiration of the 3-year term of the agreement, (1) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 4 for the notional number of shares of PTMN common stock set forth in Column 3, and (2) the counterparty will be obligated to pay to the reporting person the market value of the notional number of shares of PTMN common stock set forth in Column 3 as of the end of that period. The reporting person will pay to the counterparty monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term. /s/Deepak Sarpangal, Managing Member of the General Partner of Repertoire Partners LP 2023-10-05