0000935836-23-000644.txt : 20231005
0000935836-23-000644.hdr.sgml : 20231005
20231005175232
ACCESSION NUMBER: 0000935836-23-000644
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220411
FILED AS OF DATE: 20231005
DATE AS OF CHANGE: 20231005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Repertoire Master Fund LP
CENTRAL INDEX KEY: 0001878549
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 231312305
BUSINESS ADDRESS:
STREET 1: 345 CALIFORNIA STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
BUSINESS PHONE: 415-677-7050
MAIL ADDRESS:
STREET 1: 345 CALIFORNIA STREET, SUITE 600
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portman Ridge Finance Corp
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205951150
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.891.2880
MAIL ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: KCAP Financial, Inc.
DATE OF NAME CHANGE: 20120710
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
3/A
1
ownership.xml
X0206
3/A
2022-04-11
2022-04-21
0
0001372807
Portman Ridge Finance Corp
PTMN
0001878549
Repertoire Master Fund LP
345 CALIFORNIA STREET, SUITE 600
SAN FRANCISCO
CA
94104
0
0
1
0
Equity Swap (obligation to buy)
23.7618
2021-08-27
2024-08-27
Common Stock
15426
D
Equity Swap (obligation to buy)
24.4880
2021-11-29
2024-11-29
Common Stock
37489
D
Equity Swap (obligation to buy)
24.5297
2021-12-03
2024-12-03
Common Stock
20178
D
Equity Swap (obligation to buy)
24.53
2021-11-24
2024-11-24
Common Stock
1435
D
Equity Swap (obligation to buy)
23.19
2021-07-19
2024-07-19
Common Stock
25000
D
Equity Swap (obligation to buy)
23.7385
2021-05-28
2024-05-28
Common Stock
10319
D
Equity Swap (obligation to buy)
24.4225
2021-12-10
2024-12-10
Common Stock
10798
D
Equity Swap (obligation to buy)
21.2654
2021-03-24
2024-03-24
Common Stock
7632
D
Equity Swap (obligation to buy)
24.4481
2021-11-26
2024-11-26
Common Stock
3642
D
Equity Swap (obligation to buy)
24.6301
2021-11-30
2024-11-30
Common Stock
81423
D
Equity Swap (obligation to buy)
24.7179
2021-12-01
2024-12-01
Common Stock
10652
D
Equity Swap (obligation to buy)
23.8879
2021-06-29
2024-06-29
Common Stock
593
D
Equity Swap (obligation to buy)
24.5296
2021-12-06
2024-12-06
Common Stock
25000
D
Equity Swap (obligation to buy)
24.5293
2021-12-02
2024-12-02
Common Stock
4127
D
Equity Swap (obligation to buy)
21.7256
2021-03-25
2024-03-25
Common Stock
14643
D
Equity Swap (obligation to buy)
23.9973
2021-10-07
2024-10-07
Common Stock
64922
D
Equity Swap (obligation to buy)
24.4044
2021-12-09
2024-12-09
Common Stock
7513
D
Equity Swap (obligation to buy)
23.9751
2021-09-01
2024-09-01
Common Stock
9912
D
Equity Swap (obligation to buy)
21.8799
2021-03-31
2024-03-31
Common Stock
17394
D
Equity Swap (obligation to buy)
24.3787
2021-12-15
2024-12-15
Common Stock
32940
D
Equity Swap (obligation to buy)
24.4102
2021-12-13
2024-12-13
Common Stock
8715
D
Equity Swap (obligation to buy)
24.4104
2021-12-14
2024-12-14
Common Stock
13016
D
This amendment is being filed to disclose these position, which were inadvertently omitted from the Form 3 filed by the reporting person on 4/21/2022.
Pursuant to an equity swap agreement entered into by the reporting person with a counterparty, upon expiration of the 3-year term of the agreement, (1) the reporting person will be obligated to pay to the counterparty the price per share set forth in Column 4 for the notional number of shares of PTMN common stock set forth in Column 3, and (2) the counterparty will be obligated to pay to the reporting person the market value of the notional number of shares of PTMN common stock set forth in Column 3 as of the end of that period. The reporting person will pay to the counterparty monthly interest on the purchase price of the notional shares, at a rate tied to a market index, and the counterparty will pay to the reporting person all dividends and similar distributions paid on an equivalent number of shares of PTMN common stock during the term.
/s/Deepak Sarpangal, Managing Member of the General Partner of Repertoire Partners LP
2023-10-05