0000899243-20-029506.txt : 20201028 0000899243-20-029506.hdr.sgml : 20201028 20201028162859 ACCESSION NUMBER: 0000899243-20-029506 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201028 FILED AS OF DATE: 20201028 DATE AS OF CHANGE: 20201028 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Morea Joseph CENTRAL INDEX KEY: 0001554534 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 201269011 MAIL ADDRESS: STREET 1: C/O REIT MANAGEMENT & RESEARCH LLC STREET 2: TWO NEWTON PLACE, 255 WASHINGTON STREET CITY: NEWTON STATE: MA ZIP: 02458 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-10-28 0 0001372807 Portman Ridge Finance Corp PTMN 0001554534 Morea Joseph C/O PORTMAN RIDGE FINANCE CORPORATION, 650 MADISON AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 18210 D /s/ Joseph Morea 2020-10-28