0000899243-20-008221.txt : 20200313 0000899243-20-008221.hdr.sgml : 20200313 20200313163112 ACCESSION NUMBER: 0000899243-20-008221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200311 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goldthorpe Edward J. CENTRAL INDEX KEY: 0001549748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 20713165 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-11 0 0001372807 Portman Ridge Finance Corp PTMN 0001549748 Goldthorpe Edward J. C/O PORTMAN RIDGE FINANCE CORPORATION 650 MADISON AVENUE NEW YORK NY 10022 1 1 0 0 President, CEO Common Stock 2020-03-11 4 P 0 6650 1.702 A 63527 D Common Stock 2020-03-12 4 P 0 27955 1.5507 A 91482 D Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $1.67 to $1.72. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $1.42 to $1.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price. /s/ Edward Gilpin, Attorney-in-Fact 2020-03-13