0000899243-20-008217.txt : 20200313 0000899243-20-008217.hdr.sgml : 20200313 20200313162643 ACCESSION NUMBER: 0000899243-20-008217 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200313 DATE AS OF CHANGE: 20200313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schafer Patrick CENTRAL INDEX KEY: 0001772591 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00735 FILM NUMBER: 20713077 MAIL ADDRESS: STREET 1: 650 MADISON AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Portman Ridge Finance Corp CENTRAL INDEX KEY: 0001372807 IRS NUMBER: 205951150 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212.891.2880 MAIL ADDRESS: STREET 1: 650 MADISON AVNUE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: KCAP Financial, Inc. DATE OF NAME CHANGE: 20120710 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital CORP DATE OF NAME CHANGE: 20061211 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Capital, LLC DATE OF NAME CHANGE: 20060815 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-12 0 0001372807 Portman Ridge Finance Corp PTMN 0001772591 Schafer Patrick C/O PORTMAN RIDGE FINANCE CORPORATION 650 MADISON AVENUE NEW YORK NY 10022 0 1 0 0 Chief Investment Officer Common Stock 2020-03-12 4 P 0 5000 1.5499 A 10000 D Common Stock 2020-03-13 4 P 0 10500 1.513 A 20500 D /s/ Edward Gilpin, Attorney-in-Fact 2020-03-13