0000899243-19-028612.txt : 20191205
0000899243-19-028612.hdr.sgml : 20191205
20191205183750
ACCESSION NUMBER: 0000899243-19-028612
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191203
FILED AS OF DATE: 20191205
DATE AS OF CHANGE: 20191205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldthorpe Edward J.
CENTRAL INDEX KEY: 0001549748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 191271379
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portman Ridge Finance Corp
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205951150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.891.2880
MAIL ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: KCAP Financial, Inc.
DATE OF NAME CHANGE: 20120710
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-12-03
0
0001372807
Portman Ridge Finance Corp
PTMN
0001549748
Goldthorpe Edward J.
C/O PORTMAN RIDGE FINANCE CORPORATION
650 MADISON AVENUE
NEW YORK
NY
10022
1
1
0
0
President, CEO
Common Stock
2019-12-03
4
P
0
23238
2.0592
A
55877
D
Common Stock
2019-12-04
4
P
0
1000
2.071
A
56877
D
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.05 to $2.07. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.07 to $2.08. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
/s/ Edward Gilpin, Attorney-in-Fact
2019-12-05