0000899243-19-022483.txt : 20190826
0000899243-19-022483.hdr.sgml : 20190826
20190826200734
ACCESSION NUMBER: 0000899243-19-022483
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190821
FILED AS OF DATE: 20190826
DATE AS OF CHANGE: 20190826
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Goldthorpe Edward J.
CENTRAL INDEX KEY: 0001549748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00735
FILM NUMBER: 191054100
MAIL ADDRESS:
STREET 1: 650 MADISON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Portman Ridge Finance Corp
CENTRAL INDEX KEY: 0001372807
IRS NUMBER: 205951150
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212.891.2880
MAIL ADDRESS:
STREET 1: 650 MADISON AVNUE
STREET 2: 23RD FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: KCAP Financial, Inc.
DATE OF NAME CHANGE: 20120710
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital CORP
DATE OF NAME CHANGE: 20061211
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Capital, LLC
DATE OF NAME CHANGE: 20060815
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-08-21
0
0001372807
Portman Ridge Finance Corp
PTMN
0001549748
Goldthorpe Edward J.
C/O PORTMAN RIDGE FINANCE CORPORATION
650 MADISON AVENUE
NEW YORK
NY
10022
1
1
0
0
President, CEO
Common Stock
2019-08-21
4
P
0
600
2.1925
A
22939
D
Common Stock
2019-08-22
4
P
0
5300
2.1853
A
28239
D
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.18 to $2.21. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.17 to $2.19. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
/s/ Edward Gilpin, Attorney-in-Fact
2019-08-23