0001209191-21-061193.txt : 20211020 0001209191-21-061193.hdr.sgml : 20211020 20211020190329 ACCESSION NUMBER: 0001209191-21-061193 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211018 FILED AS OF DATE: 20211020 DATE AS OF CHANGE: 20211020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hammonds Kimberly CENTRAL INDEX KEY: 0001650280 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 211335244 MAIL ADDRESS: STREET 1: 100 EAST DAVIE STREET CITY: RALEIGH STATE: NC ZIP: 27601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-18 0 0001372612 BOX INC BOX 0001650280 Hammonds Kimberly 900 JEFFERSON AVE REDWOOD CITY CA 94063 1 0 0 0 Class A Common Stock 2021-10-18 4 S 0 3329 25.98 D 7949 D Class A Common Stock 2021-10-19 4 M 0 2773 0.00 A 10722 D Class A Common Stock 2021-10-19 4 S 0 2773 26.00 D 7949 D Employee Stock Option (right to buy) 18.99 2021-10-19 4 M 0 2773 0.00 D 2028-10-18 Class A Common Stock 2773 0 D The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 2, 2021. This sale price represents the weighted average sale price of the shares sold ranging from $25.68 to $26.58 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. 1/36 of the shares subject to the option vested on November 18, 2018, and 1/36 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. /s/ Chris Walton, Attorney-in-Fact 2021-10-20