0001209191-20-042233.txt : 20200710 0001209191-20-042233.hdr.sgml : 20200710 20200710212835 ACCESSION NUMBER: 0001209191-20-042233 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200709 FILED AS OF DATE: 20200710 DATE AS OF CHANGE: 20200710 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levie Aaron CENTRAL INDEX KEY: 0001606525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 201024181 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-07-09 0 0001372612 BOX INC BOX 0001606525 Levie Aaron 900 JEFFERSON AVENUE REDWOOD CITY CA 94063 1 1 1 0 Chief Executive Officer Class A Common Stock 2020-07-09 4 S 0 215000 21.0203 D 2354566 D Class A Common Stock 2020-07-10 4 M 0 500000 0.29 A 2854566 D Class A Common Stock 2020-07-10 4 S 0 86000 20.5492 D 2768566 D Employee Stock Option (right to buy) 0.29 2020-07-10 4 M 0 500000 0.00 D 2020-07-15 Class A Common Stock 500000 88841 D The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2020. The sale of these shares was intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020. This sale price represents the weighted average sale price of the shares sold ranging from $20.71 to $21.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The sale of these shares were intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020. This sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $20.635 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. The shares subject to the option are fully vested and exercisable. /s/ David Leeb, Attorney-in-Fact 2020-07-10