0001209191-20-042233.txt : 20200710
0001209191-20-042233.hdr.sgml : 20200710
20200710212835
ACCESSION NUMBER: 0001209191-20-042233
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200709
FILED AS OF DATE: 20200710
DATE AS OF CHANGE: 20200710
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Levie Aaron
CENTRAL INDEX KEY: 0001606525
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 201024181
MAIL ADDRESS:
STREET 1: C/O BOX INC
STREET 2: 4440 EL CAMINO
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-07-09
0
0001372612
BOX INC
BOX
0001606525
Levie Aaron
900 JEFFERSON AVENUE
REDWOOD CITY
CA
94063
1
1
1
0
Chief Executive Officer
Class A Common Stock
2020-07-09
4
S
0
215000
21.0203
D
2354566
D
Class A Common Stock
2020-07-10
4
M
0
500000
0.29
A
2854566
D
Class A Common Stock
2020-07-10
4
S
0
86000
20.5492
D
2768566
D
Employee Stock Option (right to buy)
0.29
2020-07-10
4
M
0
500000
0.00
D
2020-07-15
Class A Common Stock
500000
88841
D
The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 10, 2020. The sale of these shares was intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020.
This sale price represents the weighted average sale price of the shares sold ranging from $20.71 to $21.67 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The sale of these shares were intended primarily to offset the Reporting Person's anticipated tax liability and exercise price in connection with the exercise of stock options set to expire on July 15, 2020.
This sale price represents the weighted average sale price of the shares sold ranging from $20.52 to $20.635 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The shares subject to the option are fully vested and exercisable.
/s/ David Leeb, Attorney-in-Fact
2020-07-10