0001209191-20-023605.txt : 20200406
0001209191-20-023605.hdr.sgml : 20200406
20200406164137
ACCESSION NUMBER: 0001209191-20-023605
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200402
FILED AS OF DATE: 20200406
DATE AS OF CHANGE: 20200406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Dylan C
CENTRAL INDEX KEY: 0001606410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 20777420
MAIL ADDRESS:
STREET 1: C/O BOX INC
STREET 2: 4440 EL CAMINO REAL
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-02
0
0001372612
BOX INC
BOX
0001606410
Smith Dylan C
900 JEFFERSON AVE.
REDWOOD CITY
CA
94063
1
1
0
0
Chief Financial Officer
Class A Common Stock
2020-04-02
4
A
0
7262
0.00
A
1085811
D
Class A Common Stock
2020-04-02
4
F
0
2671
14.17
D
1083140
D
Class A Common Stock
2020-04-03
4
A
0
200000
0.00
A
1283140
D
Class A Common Stock
85000
I
See footnote
Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.
Includes 1,430 shares acquired on March 15, 2020 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan.
Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.
Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date.
The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee.
/s/ David Leeb, Attorney-in-Fact
2020-04-06