0001209191-20-023605.txt : 20200406 0001209191-20-023605.hdr.sgml : 20200406 20200406164137 ACCESSION NUMBER: 0001209191-20-023605 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200402 FILED AS OF DATE: 20200406 DATE AS OF CHANGE: 20200406 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Dylan C CENTRAL INDEX KEY: 0001606410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 20777420 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-02 0 0001372612 BOX INC BOX 0001606410 Smith Dylan C 900 JEFFERSON AVE. REDWOOD CITY CA 94063 1 1 0 0 Chief Financial Officer Class A Common Stock 2020-04-02 4 A 0 7262 0.00 A 1085811 D Class A Common Stock 2020-04-02 4 F 0 2671 14.17 D 1083140 D Class A Common Stock 2020-04-03 4 A 0 200000 0.00 A 1283140 D Class A Common Stock 85000 I See footnote Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY20 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant. Includes 1,430 shares acquired on March 15, 2020 by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person. Represents RSUs. 1/16th of the RSUs shall vest after each 3 full months thereafter for the next 48 months, subject to continuous service through each such date. The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee. /s/ David Leeb, Attorney-in-Fact 2020-04-06