0001209191-19-023877.txt : 20190405
0001209191-19-023877.hdr.sgml : 20190405
20190405181023
ACCESSION NUMBER: 0001209191-19-023877
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190403
FILED AS OF DATE: 20190405
DATE AS OF CHANGE: 20190405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carullo Stephanie
CENTRAL INDEX KEY: 0001712760
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 19736119
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVENUE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-04-03
0
0001372612
BOX INC
BOX
0001712760
Carullo Stephanie
900 JEFFERSON AVE.
REDWOOD CITY
CA
94063
0
1
0
0
Chief Operating Officer
Class A Common Stock
2019-04-03
4
A
0
6613
0.00
A
176748
D
Class A Common Stock
2019-04-03
4
F
0
2287
19.59
D
174461
D
Performance-based Employee Stock Option (right to buy)
20.12
2019-04-03
4
A
0
200000
0.00
A
2029-04-03
Class A Common Stock
200000
200000
D
Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY19 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant.
Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person.
1/4 of the shares subject to the option vest on March 20, 2020, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at a level 25% higher than the 30 trading day trailing average prior to April 3, 2019, for 30 consecutive trading days prior to April 4, 2023. If the performance condition in clause (b) is not met prior to April 4, 2023, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 4, 2023 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date.
/s/ David Leeb, Attorney-in-Fact
2019-04-05