0001209191-19-023877.txt : 20190405 0001209191-19-023877.hdr.sgml : 20190405 20190405181023 ACCESSION NUMBER: 0001209191-19-023877 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190403 FILED AS OF DATE: 20190405 DATE AS OF CHANGE: 20190405 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carullo Stephanie CENTRAL INDEX KEY: 0001712760 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 19736119 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVENUE CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-04-03 0 0001372612 BOX INC BOX 0001712760 Carullo Stephanie 900 JEFFERSON AVE. REDWOOD CITY CA 94063 0 1 0 0 Chief Operating Officer Class A Common Stock 2019-04-03 4 A 0 6613 0.00 A 176748 D Class A Common Stock 2019-04-03 4 F 0 2287 19.59 D 174461 D Performance-based Employee Stock Option (right to buy) 20.12 2019-04-03 4 A 0 200000 0.00 A 2029-04-03 Class A Common Stock 200000 200000 D Represents Restricted Stock Units ("RSUs") that were granted as a bonus payment earned under the Company's FY19 Executive Bonus Plan. These RSUs were deemed 100% vested immediately following their grant. Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of RSUs and does not represent a sale by the Reporting Person. 1/4 of the shares subject to the option vest on March 20, 2020, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at a level 25% higher than the 30 trading day trailing average prior to April 3, 2019, for 30 consecutive trading days prior to April 4, 2023. If the performance condition in clause (b) is not met prior to April 4, 2023, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 4, 2023 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date. /s/ David Leeb, Attorney-in-Fact 2019-04-05