0001209191-18-035948.txt : 20180605 0001209191-18-035948.hdr.sgml : 20180605 20180605195410 ACCESSION NUMBER: 0001209191-18-035948 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGoff Peter M CENTRAL INDEX KEY: 0001606414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18882695 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-06-01 1 0001372612 BOX INC BOX 0001606414 McGoff Peter M 900 JEFFERSON AVE REDWOOD CITY CA 94063 0 1 0 0 Chief Legal Officer Class A Common Stock 2018-06-01 4 M 0 14843 0.00 A 45781 D Class A Common Stock 2018-06-01 4 C 0 65000 0.00 A 110781 D Class A Common Stock 2018-06-01 4 C 0 25000 0.00 A 135781 D Class A Common Stock 2018-06-01 4 C 0 29687 0.00 A 165468 D Class A Common Stock 2018-06-01 4 C 0 15492 0.00 A 180960 D Class A Common Stock 2018-06-01 4 S 0 150022 26.31 D 30938 D Employee Stock Option (right to buy) 1.16 2018-06-01 4 M 0 65000 0.00 D 2022-04-27 Class B Common Stock 65000 0 D Employee Stock Option (right to buy) 17.85 2018-06-01 4 M 0 25000 0.00 D 2024-04-02 Class B Common Stock 25000 0 D Employee Stock Option (right to buy) 14.05 2018-06-01 4 M 0 29687 0.00 D 2025-01-02 Class B Common Stock 29687 0 D Employee Stock Option (right to buy) 17.52 2018-06-01 4 M 0 14843 0.00 D 2025-06-18 Class A Common Stock 14843 0 D Class B Common Stock 2018-06-01 4 M 0 65000 0.00 A Class A Common Stock 65000 80492 D Class B Common Stock 2018-06-01 4 M 0 25000 0.00 A Class A Common Stock 25000 105492 D Class B Common Stock 2018-06-01 4 M 0 29687 0.00 A Class A Common Stock 29687 135179 D Class B Common Stock 2018-06-01 4 C 0 65000 0.00 D Class A Common Stock 65000 70179 D Class B Common Stock 2018-06-01 4 C 0 25000 0.00 D Class A Common Stock 25000 45179 D Class B Common Stock 2018-06-01 4 C 0 29687 0.00 D Class A Common Stock 29687 15492 D Class B Common Stock 2018-06-01 4 C 0 15492 0.00 D Class A Common Stock 15492 0 D This number reflects the cancellation of unvested RSUs in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018. This sale price represents the weighted average sale price of the shares sold ranging from $25.99 to $26.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. All of this option grant's shares became fully exercisable as of 4/23/2016. All of this option grant's shares became fully exercisable as of 02/01/18. One fourth of the shares subject to the option vested on March 20, 2016 and one forty-eighth of the shares vest monthly thereafter, provided that the Reporting Person was a Service Provider as of each vesting date. This number reflects the cancellation of unvested options in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Peter McGoff 2018-06-05