0001209191-18-035948.txt : 20180605
0001209191-18-035948.hdr.sgml : 20180605
20180605195410
ACCESSION NUMBER: 0001209191-18-035948
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180601
FILED AS OF DATE: 20180605
DATE AS OF CHANGE: 20180605
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McGoff Peter M
CENTRAL INDEX KEY: 0001606414
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 18882695
MAIL ADDRESS:
STREET 1: C/O BOX INC
STREET 2: 4440 EL CAMINO REAL
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-06-01
1
0001372612
BOX INC
BOX
0001606414
McGoff Peter M
900 JEFFERSON AVE
REDWOOD CITY
CA
94063
0
1
0
0
Chief Legal Officer
Class A Common Stock
2018-06-01
4
M
0
14843
0.00
A
45781
D
Class A Common Stock
2018-06-01
4
C
0
65000
0.00
A
110781
D
Class A Common Stock
2018-06-01
4
C
0
25000
0.00
A
135781
D
Class A Common Stock
2018-06-01
4
C
0
29687
0.00
A
165468
D
Class A Common Stock
2018-06-01
4
C
0
15492
0.00
A
180960
D
Class A Common Stock
2018-06-01
4
S
0
150022
26.31
D
30938
D
Employee Stock Option (right to buy)
1.16
2018-06-01
4
M
0
65000
0.00
D
2022-04-27
Class B Common Stock
65000
0
D
Employee Stock Option (right to buy)
17.85
2018-06-01
4
M
0
25000
0.00
D
2024-04-02
Class B Common Stock
25000
0
D
Employee Stock Option (right to buy)
14.05
2018-06-01
4
M
0
29687
0.00
D
2025-01-02
Class B Common Stock
29687
0
D
Employee Stock Option (right to buy)
17.52
2018-06-01
4
M
0
14843
0.00
D
2025-06-18
Class A Common Stock
14843
0
D
Class B Common Stock
2018-06-01
4
M
0
65000
0.00
A
Class A Common Stock
65000
80492
D
Class B Common Stock
2018-06-01
4
M
0
25000
0.00
A
Class A Common Stock
25000
105492
D
Class B Common Stock
2018-06-01
4
M
0
29687
0.00
A
Class A Common Stock
29687
135179
D
Class B Common Stock
2018-06-01
4
C
0
65000
0.00
D
Class A Common Stock
65000
70179
D
Class B Common Stock
2018-06-01
4
C
0
25000
0.00
D
Class A Common Stock
25000
45179
D
Class B Common Stock
2018-06-01
4
C
0
29687
0.00
D
Class A Common Stock
29687
15492
D
Class B Common Stock
2018-06-01
4
C
0
15492
0.00
D
Class A Common Stock
15492
0
D
This number reflects the cancellation of unvested RSUs in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018.
This sale price represents the weighted average sale price of the shares sold ranging from $25.99 to $26.51 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
All of this option grant's shares became fully exercisable as of 4/23/2016.
All of this option grant's shares became fully exercisable as of 02/01/18.
One fourth of the shares subject to the option vested on March 20, 2016 and one forty-eighth of the shares vest monthly thereafter, provided that the Reporting Person was a Service Provider as of each vesting date.
This number reflects the cancellation of unvested options in connection with the Reporting Person's departure from Box, Inc., as reported in the Form 8-K that was filed with the SEC on 5/8/2018.
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
/s/ Peter McGoff
2018-06-05