0001209191-18-024781.txt : 20180412 0001209191-18-024781.hdr.sgml : 20180412 20180412203241 ACCESSION NUMBER: 0001209191-18-024781 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180410 FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Levie Aaron CENTRAL INDEX KEY: 0001606525 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 18753003 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO CITY: LOS ALTOS STATE: CA ZIP: 94022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-04-10 0 0001372612 BOX INC BOX 0001606525 Levie Aaron 900 JEFFERSON AVE REDWOOD CITY CA 94063 1 1 1 0 Chief Executive Officer Class A Common Stock 2018-04-10 5 G 0 E 2300 0.00 D 32700 D Performance-based Employee Stock Option (right to buy) 20.28 2018-04-10 4 A 0 400000 0.00 A 2028-04-10 Class A Common Stock 400000 400000 D 1/4 of the shares subject to the option vest on March 20, 2019, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have closed at or above $28 for 30 consecutive trading days prior to April 11, 2022. If the performance condition in clause (b) is not met prior to April 11, 2022, then no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to April 11, 2022 in order for it to be satisfied. If the performance condition is achieved, the options will expire on the 10th anniversary of the grant date. /s/ Peter McGoff, Attorney-in-Fact 2018-04-12