0001209191-17-037918.txt : 20170605 0001209191-17-037918.hdr.sgml : 20170605 20170605180341 ACCESSION NUMBER: 0001209191-17-037918 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170601 FILED AS OF DATE: 20170605 DATE AS OF CHANGE: 20170605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Dylan C CENTRAL INDEX KEY: 0001606410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 17892464 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-06-01 0 0001372612 BOX INC BOX 0001606410 Smith Dylan C 900 JEFFERSON AVENUE REDWOOD CITY CA 94063 1 1 0 0 Chief Financial Officer Class A Common Stock 2017-06-01 4 C 0 39000 0.00 A 39000 D Class A Common Stock 2017-06-01 4 S 0 39000 20.00 D 0 D Class B Common Stock 2017-06-01 4 C 0 39000 0.00 D Class A Common Stock 39000 1277545 D Class B Common Stock Class A Common Stock 85000 85000 I See footnote The reported sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 8, 2016. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. The shares are held of record by the DCS GRAT of 2014, for which the Reporting Person serves as trustee. /s/ Peter McGoff, Attorney-in-Fact 2017-06-05