0001209191-17-026621.txt : 20170411
0001209191-17-026621.hdr.sgml : 20170411
20170411212759
ACCESSION NUMBER: 0001209191-17-026621
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170409
FILED AS OF DATE: 20170411
DATE AS OF CHANGE: 20170411
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BOX INC
CENTRAL INDEX KEY: 0001372612
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202714444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
BUSINESS PHONE: 877-729-4269
MAIL ADDRESS:
STREET 1: 900 JEFFERSON AVE
CITY: REDWOOD CITY
STATE: CA
ZIP: 94063
FORMER COMPANY:
FORMER CONFORMED NAME: BOX.NET INC
DATE OF NAME CHANGE: 20060814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Smith Dylan C
CENTRAL INDEX KEY: 0001606410
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36805
FILM NUMBER: 17756925
MAIL ADDRESS:
STREET 1: C/O BOX INC
STREET 2: 4440 EL CAMINO REAL
CITY: LOS ALTOS
STATE: CA
ZIP: 94022
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-04-09
0
0001372612
BOX INC
BOX
0001606410
Smith Dylan C
900 JEFFERSON AVENUE
REDWOOD CITY
CA
94063
1
1
1
0
Chief Financial Officer
Employee Stock Option (right to buy)
16.68
2017-04-09
4
A
0
225000
0.00
A
2027-04-09
Class A Common Stock
225000
225000
D
Performance-based Employee Stock Option (right to buy)
16.68
2017-04-09
4
A
0
225000
0.00
A
2027-04-09
Class A Common Stock
225000
225000
D
1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date.
1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have maintained a level that is 25% higher than the options' exercise price (rounded down to the nearest whole penny) for a period of 30 consecutive trading days. If the performance condition in clause (b) is not met prior to the fourth anniversary of the grant date, no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to the fourth anniversary of the grant date in order for it to be satisfied.
/s/ Peter McGoff, Attorney-in-Fact
2017-04-11