0001209191-17-026621.txt : 20170411 0001209191-17-026621.hdr.sgml : 20170411 20170411212759 ACCESSION NUMBER: 0001209191-17-026621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170409 FILED AS OF DATE: 20170411 DATE AS OF CHANGE: 20170411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Dylan C CENTRAL INDEX KEY: 0001606410 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 17756925 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-09 0 0001372612 BOX INC BOX 0001606410 Smith Dylan C 900 JEFFERSON AVENUE REDWOOD CITY CA 94063 1 1 1 0 Chief Financial Officer Employee Stock Option (right to buy) 16.68 2017-04-09 4 A 0 225000 0.00 A 2027-04-09 Class A Common Stock 225000 225000 D Performance-based Employee Stock Option (right to buy) 16.68 2017-04-09 4 A 0 225000 0.00 A 2027-04-09 Class A Common Stock 225000 225000 D 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to the Reporting Person's continued service through each vesting date. 1/4 of the shares subject to the option vest on March 20, 2018, and 1/48 of the shares vest monthly thereafter, subject to both (a) continued service to Box through each applicable vesting date, and (b) the closing stock price of the Company's Class A stock must have maintained a level that is 25% higher than the options' exercise price (rounded down to the nearest whole penny) for a period of 30 consecutive trading days. If the performance condition in clause (b) is not met prior to the fourth anniversary of the grant date, no options will vest and all will be forfeited. The performance condition in clause (b) need only be met one time prior to the fourth anniversary of the grant date in order for it to be satisfied. /s/ Peter McGoff, Attorney-in-Fact 2017-04-11