0001209191-16-142617.txt : 20160923 0001209191-16-142617.hdr.sgml : 20160923 20160923163026 ACCESSION NUMBER: 0001209191-16-142617 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160920 FILED AS OF DATE: 20160923 DATE AS OF CHANGE: 20160923 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BOX INC CENTRAL INDEX KEY: 0001372612 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202714444 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 BUSINESS PHONE: 877-729-4269 MAIL ADDRESS: STREET 1: 900 JEFFERSON AVE CITY: REDWOOD CITY STATE: CA ZIP: 94063 FORMER COMPANY: FORMER CONFORMED NAME: BOX.NET INC DATE OF NAME CHANGE: 20060814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McGoff Peter M CENTRAL INDEX KEY: 0001606414 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36805 FILM NUMBER: 161900162 MAIL ADDRESS: STREET 1: C/O BOX INC STREET 2: 4440 EL CAMINO REAL CITY: LOS ALTOS STATE: CA ZIP: 94022 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-09-20 0 0001372612 BOX INC BOX 0001606414 McGoff Peter M 900 JEFFERSON AVENUE REDWOOD CITY CA 94063 0 1 0 0 SVP, Gen. Counsel & Secretary Class A Common Stock 2016-09-20 4 F 0 735 14.56 D 195146 D Class B Common Stock Class A Common Stock 158970 158970 D Represents shares that have been withheld by the Issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of restricted stock units (RSUs) and does not represent a sale by the Reporting Person. Includes 16,407 RSUs that represent contingent rights to receive 16,407 shares of the Issuer's Class B Common Stock upon settlement. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes 175,000 RSUs that represent contingent rights to receive 175,000 shares of the Issuer's Class A Common Stock upon settlement. Includes 420 shares acquired by the Reporting Person pursuant to the Issuer's Employee Stock Purchase Plan. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. Includes 1,218 shares of Class B Common Stock issued in connection with the net settlement of RSUs on September 20, 2016. /s/ Peter McGoff 2016-09-23