0001104659-22-011498.txt : 20220203
0001104659-22-011498.hdr.sgml : 20220203
20220203190639
ACCESSION NUMBER: 0001104659-22-011498
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220201
FILED AS OF DATE: 20220203
DATE AS OF CHANGE: 20220203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Romano Sarah
CENTRAL INDEX KEY: 0001697536
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36672
FILM NUMBER: 22590286
MAIL ADDRESS:
STREET 1: 271 WAVERLY OAKS ROAD
CITY: WALTHAM
STATE: MA
ZIP: 02452
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: KIORA PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001372514
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1371 EAST 2100 SOUTH
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84105
BUSINESS PHONE: (781) 788-8869
MAIL ADDRESS:
STREET 1: 1371 EAST 2100 SOUTH
STREET 2: SUITE 200
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84105
FORMER COMPANY:
FORMER CONFORMED NAME: EYEGATE PHARMACEUTICALS INC
DATE OF NAME CHANGE: 20060811
4
1
tm225348d10_4.xml
OWNERSHIP DOCUMENT
X0306
4
2022-02-01
0
0001372514
KIORA PHARMACEUTICALS INC
KPRX
0001697536
Romano Sarah
C/O KIORA PHARMACEUTICALS, INC.
1371 E. 2100 SOUTH, SUITE 200
SALT LAKE CITY
UT
84105
0
1
0
0
Chief Financial Officer
Stock Option (right to buy)
0.77
2022-02-01
4
A
0
50000
0
A
2032-02-01
Common Stock
50000
50000
D
The reporting person received an Option to purchase Common Stock from the Issuer pursuant to the Issuer's 2014 Equity Incentive Plan. The Option will become exercisable as to one-third (1/3) of the shares underlying the Option on February 1, 2023, and the remaining balance vests monthly on the first day of each calendar month thereafter for a period of two years.
/s/ Sarah Romano
2022-02-03