0001372414-18-000040.txt : 20180605 0001372414-18-000040.hdr.sgml : 20180605 20180605175740 ACCESSION NUMBER: 0001372414-18-000040 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180601 FILED AS OF DATE: 20180605 DATE AS OF CHANGE: 20180605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Changming CENTRAL INDEX KEY: 0001603006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 18882430 MAIL ADDRESS: STREET 1: C/O AEROHIVE NETWORKS, INC. STREET 2: 330 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROHIVE NETWORKS, INC CENTRAL INDEX KEY: 0001372414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 204524700 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-510-6100 MAIL ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: AEROHIVE NETWORKS INC DATE OF NAME CHANGE: 20060811 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2018-06-01 0001372414 AEROHIVE NETWORKS, INC HIVE 0001603006 Liu Changming C/O AEROHIVE NETWORKS 1011 MCCARTHY BLVD. MILPITAS CA 95035 1 0 0 0 Common Stock 2018-06-01 4 M 0 3750 0 A 218859 D Commnon Stock 1150400 I Liu-Wei Trust Common Stock 400000 I Liu/wei 2012 Irrevocable Trust Common Stock 0 2018-06-01 4 M 0 3750 0 D 2018-06-01 2020-06-01 Common Stock 3750 7500 D Each restricted stock unit (RSU) represents the contingent right to receive, following vesting, one share of the Issuer's Common Stock. 50% of the shares subject to the grant became eligible to vest as of December 19, 2017, when the 20 trading-day, average trailing-closing-price for the Company's Common Stock as reported by NYSE exceeded $5.50 per share. Under the terms of the grant, such shares will be delivered to the Reporting Person in four equal installments as of each of March 1, June 1, September 1 and December 1, 2018, subject to the Reporting Person continuing as a service provider to the Company as of such respective dates. The shares are held by the Liu-Wei Trust, for which the Reporting Person serves as trustee. The shares are held by the Liu/Wei 2012 Irrevocable Descendants' Trust dated December 19, 2012, for which the Reporting Person's spouse serves as trustee. /s/ Steve Debenhmam, by power of attorney 2018-06-05