0001372414-17-000012.txt : 20170303 0001372414-17-000012.hdr.sgml : 20170303 20170303172417 ACCESSION NUMBER: 0001372414-17-000012 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170301 FILED AS OF DATE: 20170303 DATE AS OF CHANGE: 20170303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROHIVE NETWORKS, INC CENTRAL INDEX KEY: 0001372414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 204524700 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-510-6100 MAIL ADDRESS: STREET 1: 1011 MCCARTHY BOULEVARD CITY: MILPITAS STATE: CA ZIP: 95035 FORMER COMPANY: FORMER CONFORMED NAME: AEROHIVE NETWORKS INC DATE OF NAME CHANGE: 20060811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Changming CENTRAL INDEX KEY: 0001603006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 17665332 MAIL ADDRESS: STREET 1: C/O AEROHIVE NETWORKS, INC. STREET 2: 330 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-03-01 0001372414 AEROHIVE NETWORKS, INC HIVE 0001603006 Liu Changming C/O AEROHIVE NETWORKS, INC. 1011 MCCARTHY BLVD MILPITAS CA 95035 1 0 0 0 Common Stock 2017-03-01 4 A 0 12964 5.17 A 193833 D Common Stock 2017-03-01 4 F 0 7197 4.63 D 186636 D Common Stock 1150400 I See footnote Common Stock 400000 I See footnote The shares, subject to a performance-based restricted stock unit award, vested on March 1, 2017 based on the Company's attainment of fiscal year 2016 revenue relative to the Company's operating target for the period, as previously established by the Company's Board of Directors. In an exempt disposition to the Issuer under rule 16b-3(e), the Issuer withheld shares otherwise to be delivered to the Reporting Person in connection with the satisfaction of the Company's estimate of the Reporting Person's minimum statutory tax withholding requirement arising from the vesting of such shares under a previously reported award of restricted stock units. The shares are held by the Liu-Wei Trust, for which the Reporting Person serves as trustee. The shares are held by the Liu/Wei 2012 Irrevocable Descendants' Trust dated December 19, 2012, for which the Reporting Person's spouse serves as trustee. /s/ Steve Debenham, by power of attorney 2017-03-03