0000899243-15-010521.txt : 20151230 0000899243-15-010521.hdr.sgml : 20151230 20151230192704 ACCESSION NUMBER: 0000899243-15-010521 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151229 FILED AS OF DATE: 20151230 DATE AS OF CHANGE: 20151230 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AEROHIVE NETWORKS, INC CENTRAL INDEX KEY: 0001372414 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 204524700 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 330 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 BUSINESS PHONE: 408-510-6100 MAIL ADDRESS: STREET 1: 330 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 FORMER COMPANY: FORMER CONFORMED NAME: AEROHIVE NETWORKS INC DATE OF NAME CHANGE: 20060811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Liu Changming CENTRAL INDEX KEY: 0001603006 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36355 FILM NUMBER: 151314673 MAIL ADDRESS: STREET 1: C/O AEROHIVE NETWORKS, INC. STREET 2: 330 GIBRALTAR DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-12-29 0 0001372414 AEROHIVE NETWORKS, INC HIVE 0001603006 Liu Changming C/O AEROHIVE NETWORKS, INC. 330 GIBRALTAR DRIVE SUNNYVALE CA 94089 1 0 0 0 Common Stock 2015-12-29 4 S 0 1500 5.0527 D 1181900 I See footnote Common Stock 2015-12-30 4 S 0 1500 5.088 D 1180400 I See footnote Common Stock 165472 D Common Stock 400000 I See footnote The shares were sold pursuant to the Rule 10b5-1 plan entered into by the Liu-Wei Trust created March 27, 2000 (the "Liu-Wei Trust") on June 3, 2015. This transaction was executed in multiple trades at prices ranging from $5.00 to $5.11. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares are held by the Liu-Wei Trust, for which the Reporting Person serves as trustee. This transaction was executed in multiple trades at prices ranging from $5.04 to $5.13. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The shares are held by the Liu/Wei 2012 Irrevocable Descendants' Trust dated December 19, 2012, for which the Reporting Person's spouse serves as trustee. /s/ Daybeth Cordoba, by power of attorney 2015-12-30