0001192482-20-000280.txt : 20200408 0001192482-20-000280.hdr.sgml : 20200408 20200408164415 ACCESSION NUMBER: 0001192482-20-000280 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200405 FILED AS OF DATE: 20200408 DATE AS OF CHANGE: 20200408 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fernandes Prabhavathi CENTRAL INDEX KEY: 0001540883 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36751 FILM NUMBER: 20782352 MAIL ADDRESS: STREET 1: 6340 QUADRANGLE DRIVE STREET 2: SUITE 100 CITY: CHAPEL HILL STATE: NC ZIP: 27517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocugen, Inc. CENTRAL INDEX KEY: 0001372299 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 GREAT VALLEY PARKWAY STREET 2: SUITE 160 CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-4698 MAIL ADDRESS: STREET 1: 5 GREAT VALLEY PARKWAY STREET 2: SUITE 160 CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: HISTOGENICS CORP DATE OF NAME CHANGE: 20060810 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-04-05 0001372299 Ocugen, Inc. OCGN 0001540883 Fernandes Prabhavathi C/O OCUGEN, INC. 5 GREAT VALLEY PARKWAY, SUITE 160 MALVERN PA 19355 1 0 0 0 Option (Right to Buy) 0.28 2020-04-05 4 A 0 54000 0 A 2030-04-05 Common Stock 54000 54000 D The options vest monthly in equal installments over three years commencing on May 5, 2020, subject to continued service with the Company through the applicable vesting dates. /s/ Prabhavathi Fernandes by Kelly Beck, her attorney-in-fact 2020-04-08