0001104659-21-151342.txt : 20211217 0001104659-21-151342.hdr.sgml : 20211217 20211217212319 ACCESSION NUMBER: 0001104659-21-151342 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211216 FILED AS OF DATE: 20211217 DATE AS OF CHANGE: 20211217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kumar Ramesh CENTRAL INDEX KEY: 0001580074 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36751 FILM NUMBER: 211503490 MAIL ADDRESS: STREET 1: 375 PHEASANT RUN CITY: NEWTOWN STATE: PA ZIP: 18940 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ocugen, Inc. CENTRAL INDEX KEY: 0001372299 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 263 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 BUSINESS PHONE: 484-328-4701 MAIL ADDRESS: STREET 1: 263 GREAT VALLEY PARKWAY CITY: MALVERN STATE: PA ZIP: 19355 FORMER COMPANY: FORMER CONFORMED NAME: HISTOGENICS CORP DATE OF NAME CHANGE: 20060810 4 1 tm2135818-4_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-16 0 0001372299 Ocugen, Inc. OCGN 0001580074 Kumar Ramesh C/O OCUGEN, INC. 263 GREAT VALLEY PARKWAY MALVERN PA 19355 1 0 0 0 Option (Right to Buy) 5.02 2021-12-16 4 A 0 16335 0 A 2031-12-16 Common Stock 16335 16335 D The option vests monthly in equal installments over three years commencing on January 16, 2022, subject to continued service with Ocugen, Inc. on the applicable vesting dates. By: /s/ Ramesh Kumar by Sanjay Subramanian, his attorney-in-fact 2021-12-17