0001062993-22-014509.txt : 20220608
0001062993-22-014509.hdr.sgml : 20220608
20220608205645
ACCESSION NUMBER: 0001062993-22-014509
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220607
FILED AS OF DATE: 20220608
DATE AS OF CHANGE: 20220608
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fernandes Prabhavathi
CENTRAL INDEX KEY: 0001540883
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36751
FILM NUMBER: 221004754
MAIL ADDRESS:
STREET 1: 114 MILTON AVENUE
CITY: CHAPEL HILL
STATE: NC
ZIP: 27514
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Ocugen, Inc.
CENTRAL INDEX KEY: 0001372299
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 263 GREAT VALLEY PARKWAY
CITY: MALVERN
STATE: PA
ZIP: 19355
BUSINESS PHONE: 484-328-4701
MAIL ADDRESS:
STREET 1: 263 GREAT VALLEY PARKWAY
CITY: MALVERN
STATE: PA
ZIP: 19355
FORMER COMPANY:
FORMER CONFORMED NAME: HISTOGENICS CORP
DATE OF NAME CHANGE: 20060810
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2022-06-07
0001372299
Ocugen, Inc.
OCGN
0001540883
Fernandes Prabhavathi
C/O OCUGEN, INC.
11 GREAT VALLEY PARKWAY
MALVERN
PA
19355
1
0
0
0
Option (Right to Buy)
2.49
2022-06-07
4
A
0
140091
0
A
2032-06-07
Common Stock
140091
140091
D
The option vests upon the earlier of (a) June 7, 2023 and (b) Ocugen, Inc.'s next annual meeting of stockholders, subject to the Reporting Person's continued service through the applicable vesting date.
/s/ Prabhavathi Fernandes by Shankar Musunuri, her attorney-in-fact
2022-06-08