0000899243-19-003147.txt : 20190211 0000899243-19-003147.hdr.sgml : 20190211 20190211162731 ACCESSION NUMBER: 0000899243-19-003147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190208 FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilmslow Estates Ltd CENTRAL INDEX KEY: 0001626777 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36751 FILM NUMBER: 19585838 BUSINESS ADDRESS: STREET 1: C/O HISTOGENICS CORPORATION STREET 2: 830 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-547-7900 MAIL ADDRESS: STREET 1: C/O HISTOGENICS CORPORATION STREET 2: 830 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HISTOGENICS CORP CENTRAL INDEX KEY: 0001372299 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 830 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-457-7900 MAIL ADDRESS: STREET 1: 830 WINTER STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-02-08 1 0001372299 HISTOGENICS CORP HSGX 0001626777 Wilmslow Estates Ltd C/O HISTOGENICS CORPORATION 830 WINTER STREET, 3RD FLOOR WALTHAM MA 02451 0 0 1 0 Common Stock 2019-02-08 4 M 0 403845 A 4014415 D Common Stock 2019-02-08 4 M 0 1244444 A 5258859 D Common Stock Warrant (Right to Buy) 0.01 2019-02-08 4 M 0 403845 A 2018-10-10 2023-10-10 Common Stock 403845 0 D Common Stock Warrant (Right to Buy) 0.01 2019-02-08 4 M 0 1244444 A 2016-11-22 2021-11-22 Common Stock 1244444 0 D The per share exercise price of each Common Stock Warrant was re-priced to $0.01 pursuant to a warrant exercise agreement entered into with the Issuer on February 8, 2019. /s/ Mark Lewis, /s/ Ian Ferguson, Chaumont (Directors) Limited, corporate director of Reporting Person 2019-02-11