0001372041-11-000052.txt : 20111202 0001372041-11-000052.hdr.sgml : 20111202 20111202154957 ACCESSION NUMBER: 0001372041-11-000052 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111130 FILED AS OF DATE: 20111202 DATE AS OF CHANGE: 20111202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PAETEC Holding Corp. CENTRAL INDEX KEY: 0001372041 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: BUSINESS PHONE: (585) 340-2500 MAIL ADDRESS: STREET 1: 600 WILLOWBROOK OFFICE PARK CITY: FAIRPORT STATE: NY ZIP: 14450 FORMER COMPANY: FORMER CONFORMED NAME: WC Acquisition Holdings Corp. DATE OF NAME CHANGE: 20060808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DeRiggi Mario CENTRAL INDEX KEY: 0001487051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52486 FILM NUMBER: 111240355 MAIL ADDRESS: STREET 1: 600 WILLOWBROOK OFFICE PARK STREET 2: ONE PAETEC PLAZA CITY: FAIRPORT STATE: NY ZIP: 14450 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-30 1 0001372041 PAETEC Holding Corp. PAET 0001487051 DeRiggi Mario 600 WILLOWBROOK OFFICE PARK ONE PAETEC PLAZA FAIRPORT NY 14450 0 1 0 0 EVP Common Stock 2011-11-30 4 A 0 19258 0 A 531336 D Common Stock 2011-11-30 4 F 0 118962 5.37 D 412374 D Common Stock 2011-11-30 4 D 0 412374 D 0 D Employee Stock Option (right to buy) 3.39 2011-11-30 4 D 0 81 D 2014-03-20 Common Stock 81 0 D Employee Stock Option (right to buy) 3.39 2011-11-30 4 D 0 24345 D 2009-03-31 2014-03-31 Common Stock 24345 0 D Employee Stock Option (right to buy) 3.86 2011-11-30 4 D 0 162 D 2015-03-31 Common Stock 162 0 D Employee Stock Option (right to buy) 1.24 2011-11-30 4 D 0 10144 D 2015-12-29 Common Stock 10144 0 D Employee Stock Option (right to buy) 7.64 2011-11-30 4 D 0 10000 D 2018-03-03 Common Stock 10000 0 D Employee Stock Option (right to buy) 1.28 2011-11-30 4 D 0 10000 D 2019-03-02 Common Stock 10000 0 D Employee Stock Option (right to buy) 4.59 2011-11-30 4 D 0 20000 D 2020-03-26 Common Stock 20000 0 D Employee Stock Option (right to buy) 4.74 2011-11-30 4 D 0 20000 D 2021-07-01 Common Stock 20000 0 D Reflects the vesting of restricted stock units not previously required to be reported on Form 4 due to the fact that they were subject to the satisfaction of performance conditions. In accordance with the terms of the award agreements, these restricted stock units vested immediately prior to the closing of the merger of PAETEC Holding Corp. into a subsidiary of Windstream Corporation (the "Merger") pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2011. Upon vesting, each restricted stock unit was converted into one share of PAETEC Holding Corp. common stock. Disposed of pursuant to the Merger Agreement, pursuant to which each share of common stock of PAETEC Holding Corp. was converted into 0.460 shares of common stock of Windstream Corporation and cash payable in lieu of any fractional shares of Windstream common stock. The option vested in four equal annual installments beginning on March 15, 2005. Pursuant to the Merger Agreement, each outstanding option was assumed by Windstream Corporation and converted into an option to purchase a number of shares of Windstream common stock equal to the product of 0.460 multiplied by the number of shares of PAETEC common stock that would have been acquired upon the exercise of such option prior to the effective time of the Merger, with an exercise price equal to the exercise price for each share of PAETEC common stock prior to the effective time divided by 0.460. The option vested in four equal annual installments beginning on March 15, 2006. The option vested in four equal annual installments beginning on December 29, 2006. In connection with the closing of the Merger pursuant to the Merger Agreement, the option became fully exercisable fifteen days prior to November 30, 2011. /s/ S. Shane Turley, Attorney-in-Fact 2011-12-02