0001372041-11-000052.txt : 20111202
0001372041-11-000052.hdr.sgml : 20111202
20111202154957
ACCESSION NUMBER: 0001372041-11-000052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111130
FILED AS OF DATE: 20111202
DATE AS OF CHANGE: 20111202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PAETEC Holding Corp.
CENTRAL INDEX KEY: 0001372041
STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
BUSINESS PHONE: (585) 340-2500
MAIL ADDRESS:
STREET 1: 600 WILLOWBROOK OFFICE PARK
CITY: FAIRPORT
STATE: NY
ZIP: 14450
FORMER COMPANY:
FORMER CONFORMED NAME: WC Acquisition Holdings Corp.
DATE OF NAME CHANGE: 20060808
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DeRiggi Mario
CENTRAL INDEX KEY: 0001487051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-52486
FILM NUMBER: 111240355
MAIL ADDRESS:
STREET 1: 600 WILLOWBROOK OFFICE PARK
STREET 2: ONE PAETEC PLAZA
CITY: FAIRPORT
STATE: NY
ZIP: 14450
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-11-30
1
0001372041
PAETEC Holding Corp.
PAET
0001487051
DeRiggi Mario
600 WILLOWBROOK OFFICE PARK
ONE PAETEC PLAZA
FAIRPORT
NY
14450
0
1
0
0
EVP
Common Stock
2011-11-30
4
A
0
19258
0
A
531336
D
Common Stock
2011-11-30
4
F
0
118962
5.37
D
412374
D
Common Stock
2011-11-30
4
D
0
412374
D
0
D
Employee Stock Option (right to buy)
3.39
2011-11-30
4
D
0
81
D
2014-03-20
Common Stock
81
0
D
Employee Stock Option (right to buy)
3.39
2011-11-30
4
D
0
24345
D
2009-03-31
2014-03-31
Common Stock
24345
0
D
Employee Stock Option (right to buy)
3.86
2011-11-30
4
D
0
162
D
2015-03-31
Common Stock
162
0
D
Employee Stock Option (right to buy)
1.24
2011-11-30
4
D
0
10144
D
2015-12-29
Common Stock
10144
0
D
Employee Stock Option (right to buy)
7.64
2011-11-30
4
D
0
10000
D
2018-03-03
Common Stock
10000
0
D
Employee Stock Option (right to buy)
1.28
2011-11-30
4
D
0
10000
D
2019-03-02
Common Stock
10000
0
D
Employee Stock Option (right to buy)
4.59
2011-11-30
4
D
0
20000
D
2020-03-26
Common Stock
20000
0
D
Employee Stock Option (right to buy)
4.74
2011-11-30
4
D
0
20000
D
2021-07-01
Common Stock
20000
0
D
Reflects the vesting of restricted stock units not previously required to be reported on Form 4 due to the fact that they were subject to the satisfaction of performance conditions. In accordance with the terms of the award agreements, these restricted stock units vested immediately prior to the closing of the merger of PAETEC Holding Corp. into a subsidiary of Windstream Corporation (the "Merger") pursuant to an Agreement and Plan of Merger (the "Merger Agreement"), dated as of July 31, 2011. Upon vesting, each restricted stock unit was converted into one share of PAETEC Holding Corp. common stock.
Disposed of pursuant to the Merger Agreement, pursuant to which each share of common stock of PAETEC Holding Corp. was converted into 0.460 shares of common stock of Windstream Corporation and cash payable in lieu of any fractional shares of Windstream common stock.
The option vested in four equal annual installments beginning on March 15, 2005.
Pursuant to the Merger Agreement, each outstanding option was assumed by Windstream Corporation and converted into an option to purchase a number of shares of Windstream common stock equal to the product of 0.460 multiplied by the number of shares of PAETEC common stock that would have been acquired upon the exercise of such option prior to the effective time of the Merger, with an exercise price equal to the exercise price for each share of PAETEC common stock prior to the effective time divided by 0.460.
The option vested in four equal annual installments beginning on March 15, 2006.
The option vested in four equal annual installments beginning on December 29, 2006.
In connection with the closing of the Merger pursuant to the Merger Agreement, the option became fully exercisable fifteen days prior to November 30, 2011.
/s/ S. Shane Turley, Attorney-in-Fact
2011-12-02