0001209191-20-034124.txt : 20200603 0001209191-20-034124.hdr.sgml : 20200603 20200603171257 ACCESSION NUMBER: 0001209191-20-034124 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200601 FILED AS OF DATE: 20200603 DATE AS OF CHANGE: 20200603 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simonelli David E CENTRAL INDEX KEY: 0001384117 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33225 FILM NUMBER: 20940894 MAIL ADDRESS: STREET 1: C/O GREAT LAKES DREDGE & DOCK CORPORATIO STREET 2: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Lakes Dredge & Dock CORP CENTRAL INDEX KEY: 0001372020 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 205336063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 630-574-3000 MAIL ADDRESS: STREET 1: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes Dredge & Dock Holdings Corp. DATE OF NAME CHANGE: 20060808 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-06-01 0 0001372020 Great Lakes Dredge & Dock CORP GLDD 0001384117 Simonelli David E C/O GREAT LAKES DREDGE & DOCK CORP. 2122 YORK ROAD, 2ND FLOOR OAK BROOK IL 60523 0 1 0 0 Chief Operating Officer Common Stock 2020-06-01 4 M 0 1531 5.33 A 414620 D Common Stock 2020-06-01 4 S 0 1531 9.475 D 413089 D Common Stock 2020-06-02 4 M 0 20611 5.33 A 433700 D Common Stock 2020-06-02 4 S 0 20611 9.541 D 413089 D Employee Stock Option 5.33 2020-06-01 4 M 0 1531 5.33 D 2021-06-27 Common Stock 1531 20611 D Employee Stock Option 5.33 2020-06-02 4 M 0 20611 5.33 D 2021-06-27 Common Stock 20611 0 D Represents an exercise of vested employee stock options granted on June 27, 2011 under the Great Lakes Dredge & Dock Corporation 2007 Long-Term Incentive Plan. Represents the weighted average price. The shares were sold in multiple transactions ranging from $9.450 to $9.495, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. Represents the weighted average price. The shares were sold in multiple transactions ranging from $9.510 to $9.560, inclusive. Upon request by the Commision staff, the issuer or security holder of the issuer, the reporting person will provide information regarding the number of shares disposed of at each separate price. The options vested in three equal installments beginning June 27, 2012. /s/Kathleen M. LaVoy, by Power of Attorney 2020-06-03