0001209191-20-022681.txt : 20200402 0001209191-20-022681.hdr.sgml : 20200402 20200402170601 ACCESSION NUMBER: 0001209191-20-022681 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200402 DATE AS OF CHANGE: 20200402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HANSON WILLIAM H CENTRAL INDEX KEY: 0001808410 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33225 FILM NUMBER: 20770055 MAIL ADDRESS: STREET 1: C/O GREAT LAKES DREDGE & DOCK CORP., STREET 2: 2122 YORK ROAD, 2ND FLOOR CITY: OAK BROOK STATE: IL ZIP: 60523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Great Lakes Dredge & Dock CORP CENTRAL INDEX KEY: 0001372020 STANDARD INDUSTRIAL CLASSIFICATION: HEAVY CONSTRUCTION OTHER THAN BUILDING CONST - CONTRACTORS [1600] IRS NUMBER: 205336063 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 BUSINESS PHONE: 630-574-3000 MAIL ADDRESS: STREET 1: 2122 YORK ROAD CITY: OAK BROOK STATE: IL ZIP: 60523 FORMER COMPANY: FORMER CONFORMED NAME: Great Lakes Dredge & Dock Holdings Corp. DATE OF NAME CHANGE: 20060808 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-03-12 0 0001372020 Great Lakes Dredge & Dock CORP GLDD 0001808410 HANSON WILLIAM H C/O GREAT LAKES DREDGE & DOCK CORP 2122 YORK ROAD, 2ND FLOOR OAK BROOK IL 60523 0 1 0 0 SVP, Gov't Relations & Bus Dev Common Stock 38197 D Common Stock 2630 I Common Stock owned by the wife of Mr. Hanson Employee Stock Option (right to buy) 5.70 2020-05-27 Common Stock 2461 D Employee Stock Option (right to buy) 5.33 2021-06-27 Common Stock 2631 D Employee Stock Option (right to buy) 6.45 2022-06-06 Common Stock 1890 D Employee Stock Option (right to buy) 7.56 2023-05-07 Common Stock 1945 D Employee Stock Option (right to buy) 7.62 2024-05-09 Common Stock 2145 D Of these shares, 12,589 are represented by restricted stock units (1,910 shares vest on March 8, 2021; 3,894 shares vest in two equal annual installments beginning on March 13, 2021; and 6,785 shares vest in three equal annual installments beginning on March 12, 2021). In addition, 5,730 of these shares are represented by performance-based restricted stock units. The performance conditions were satisfied and the shares vest on December 31, 2020, subject to the executive's continued employment. One-third of the options became exercisable on 05/27/2011, one-third became exercisable on 05/27/2012 and one-third became exercisable on 05/27/2013. One-third of the options became exercisable on 06/27/2012, one-third became exercisable on 06/27/2013 and one-third became exercisable on 06/27/2014. One-third of the options became exercisable on 06/06/2013, one-third became exercisable on 06/06/2014 and one-third became exercisable on 06/06/2015. One-third of the options became exercisable on 05/07/2014, one-third became exercisable on 05/07/2015 and one-third became exercisable on 05/07/2016. One-third of the options became exercisable on 05/09/2015, one-third became exercisable on 05/09/2016 and one-third became exercisable on 05/09/2017. /s/Kathleen M. LaVoy, by Power of Attorney 2020-04-02 EX-24.3_908202 2 poa.txt POA DOCUMENT POWER OF ATTORNEY Known by all these present, that the undersigned hereby constitutes and appoints each of Kathleen M. LaVoy and Katherine M. O'Halloran, or either of them signing singly, and with full power of substitution, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned's capacity as an executive officer and/or director of Great Lake Dredge & Dock Corporation (the "Company"), Forms 3, 4, and 5 in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder, and any other forms or reports the undersigned may be required to file in connection with the undersigned's ownership, acquisition, or disposition of securities of the Company, including, without limitation, Form 144, in accordance with Rule 144 under the Securities Act of 1933; (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form 3, 4, or 5, or Form 144, complete and execute any amendment or amendments thereto, and timely file such form with the Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorneys-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Company assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934 or Rule 144 under the Securities Act of 1933. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 and Form 144 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of March, 2020. William H. Hanson /s/William H. Hanson Print Name Signature